Guerisoli Brent 4/A

What Happened

• Brent Guerisoli, CEO of Pennant Group (PNTG), received equity awards. On March 3, 2026 he was issued 11,260 shares that vested immediately (reported acquisition price $0). On March 5, 2026 he was reported as acquiring a 45,000‑share derivative award valued at $33.30/share (total $1,498,500); these are time‑vested awards rather than open‑market purchases.

Key Details

• Transaction dates and prices:
  • 2026-03-03: 11,260 shares granted and vested immediately @ $0.00 (compensation award).
  • 2026-03-05: 45,000 shares reported as a derivative award @ $33.30/share = $1,498,500 (time‑vested).
• Vesting:
  • The 11,260 shares vested immediately on March 3, 2026 (F1).
  • The 45,000 shares vest in five equal annual installments beginning March 5, 2027 (F3).
• Shares owned after transaction: the filing was amended to correct the amount of securities beneficially owned (F2). Refer to the amended Form 4 for the updated total.
• Filing timeliness: This Form 4 is an amended filing and was filed late due to an inadvertent administrative error (remark).

Context

• These were compensation awards (not open‑market purchases or sales). The 45,000 share item is a derivative/time‑vested grant (commonly RSUs or similar) that vests over future years; it does not indicate an immediate cash purchase or sale. The late, amended filing corrects the beneficial ownership reporting—investors should consult the amended Form 4 for the precise post‑transaction ownership numbers.