Tectonic Financial, Inc.·4

Aug 23, 4:03 PM ET

SHERMAN A HAAG 4

4 · Tectonic Financial, Inc. · Filed Aug 23, 2021

Insider Transaction Report

Form 4
Period: 2021-08-19
SHERMAN A HAAG
DirectorChief Executive Officer10% Owner
Transactions
  • Sale

    Common Stock

    2021-08-19$10.00/sh12,000$120,0001,739,000 total(indirect: See footnote)
  • Sale

    Common Stock

    2021-08-19$10.00/sh10,500$105,000370,000 total(indirect: See footnote)
  • Sale

    Common Stock

    2021-08-19$10.00/sh7,500$75,00012,000 total(indirect: See footnote)
Footnotes (3)
  • [F1]These shares are held by The Sherman 2018 Irrevocable Trust for which the Reporting Person serves as trustee.
  • [F2]These shares are held by Sherman Tectonic FLP LP for which the Reporting Person serves as the Chief Executive Officer of the general partner.
  • [F3]These shares are held by individual retirement account.

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT