Henderson Alexander Dietrich 4

Accession 0001766988-20-000001

CIK 0001378125other

View on SEC.gov Company Profile

Filed

Aug 2, 8:00 PM ET

Accepted

Aug 3, 2:07 PM ET

Size

50.2 KB

Accession

0001766988-20-000001

Insider Transaction Report

Form 4

Period: 2019-05-01

Toga LtdTOGL

Henderson Alexander Dietrich

Chief Financial Officer

Transactions

Award
Stock Options
2019-08-01+1,221→ 14,441 total
Exercise: $0.20From: 2019-09-30Exp: 2021-08-01→ Common Stock (1,221 underlying)
Award
Stock Options
2019-11-01+1,043→ 17,748 total
Exercise: $0.20From: 2019-12-31Exp: 2021-11-01→ Common Stock (1,043 underlying)
Disposition to Issuer
Stock Options
2020-03-25$8.33/sh−2,000$16,660→ 0 total
Exercise: $0.20From: 2019-04-08Exp: 2021-02-08→ Common Stock (2,000 underlying)
Disposition to Issuer
Stock Options
2020-03-25$8.33/sh−2,000$16,660→ 0 total
Exercise: $0.20From: 2019-05-08Exp: 2021-02-08→ Common Stock (2,000 underlying)
Disposition to Issuer
Stock Options
2020-03-25$8.33/sh−1,043$8,688→ 0 total
Exercise: $0.20From: 2019-11-30Exp: 2021-11-01→ Common Stock (1,043 underlying)
Award
Stock Options
2019-05-01+20,000→ 80,000 total
Exercise: $0.40From: 2019-05-31Exp: 2021-05-01→ Common Stock (20,000 underlying)
Disposition to Issuer
Stock Options
2020-03-25$8.33/sh−2,000$16,660→ 0 total
Exercise: $0.40From: 2019-06-30Exp: 2021-05-01→ Common Stock (2,000 underlying)
Disposition to Issuer
Stock Options
2020-03-25$8.33/sh−1,044$8,697→ 0 total
Exercise: $0.20From: 2020-01-31Exp: 2021-11-01→ Common Stock (1,044 underlying)
Award
Stock Options
2019-08-01+1,220→ 13,220 total
Exercise: $0.20From: 2019-08-31Exp: 2021-08-01→ Common Stock (1,220 underlying)
Award
Stock Options
2019-05-01+20,000→ 100,000 total
Exercise: $0.40From: 2019-06-30Exp: 2021-05-01→ Common Stock (20,000 underlying)
Disposition to Issuer
Stock Options
2020-03-25$8.33/sh−2,000$16,660→ 0 total
Exercise: $0.40From: 2019-07-31Exp: 2021-05-01→ Common Stock (2,000 underlying)
Award
Stock Options
2019-05-01+20,000→ 120,000 total
Exercise: $0.40From: 2019-07-31Exp: 2021-05-01→ Common Stock (20,000 underlying)
Award
Stock Options
2019-08-01+1,221→ 15,662 total
Exercise: $0.20From: 2019-10-31Exp: 2021-08-01→ Common Stock (1,221 underlying)
Award
Stock Options
2019-11-01+1,044→ 18,792 total
Exercise: $0.20From: 2020-01-31Exp: 2021-11-01→ Common Stock (1,044 underlying)
Disposition to Issuer
Stock Options
2020-03-25$8.33/sh−2,000$16,660→ 0 total
Exercise: $0.40From: 2019-05-31Exp: 2021-05-01→ Common Stock (2,000 underlying)
Disposition to Issuer
Stock Options
2020-03-25$8.33/sh−1,221$10,171→ 0 total
Exercise: $0.20From: 2019-09-30Exp: 2021-08-01→ Common Stock (1,221 underlying)
Disposition to Issuer
Stock Options
2020-03-25$8.33/sh−1,221$10,171→ 0 total
Exercise: $0.20From: 2019-10-31Exp: 2021-08-01→ Common Stock (1,221 underlying)
Disposition to Issuer
Stock Options
2020-03-25$8.33/sh−1,043$8,688→ 0 total
Exercise: $0.20From: 2019-12-31Exp: 2021-11-01→ Common Stock (1,043 underlying)
Award
Stock Options
2019-11-01+1,043→ 16,705 total
Exercise: $0.20From: 2019-11-30Exp: 2021-11-01→ Common Stock (1,043 underlying)
Disposition to Issuer
Stock Options
2020-03-25$8.33/sh−2,000$16,660→ 0 total
Exercise: $0.20From: 2019-03-08Exp: 2021-02-08→ Common Stock (2,000 underlying)
Disposition to Issuer
Stock Options
2020-03-25$8.33/sh−1,220$10,163→ 0 total
Exercise: $0.20From: 2019-08-31Exp: 2021-08-01→ Common Stock (1,220 underlying)

Footnotes (4)

[F1]During the year ended July 31, 2019, Toga Limited granted options to purchase up to 120,000 shares of its common stock to Mr. Henderson, the Company's CFO, as stock-based compensation. 60,000 shares underlying the options had an exercise price of $0.20 per share (as reported in that certain Form 4 filed by Mr. Henderson on April 19, 2019), and 60,000 shares underlying the options had an exercise price of $0.40 per share. The options were issued quarterly and were subject to a vesting schedule of one-third of the options vesting every 30 days.
[F2]These options were subsequently subject to the 10:1 reverse stock split approved and adopted by Toga Limited's board of directors on April 24, 2019; thus, following the reverse stock split, the options became exercisable for up to 60,000 shares of Toga Limited's common stock. The value of the options was $106,102 and recorded as stock-based compensation.
[F3]During the six months ended January 31, 2020, Toga Limited granted options to purchase up to 6,792 shares of its common stock to Mr. Henderson as stock-based compensation. The options were issued quarterly (3,662 options were granted August 1, 2019 and 3,130 options were granted November 1, 2019), and were subject to a vesting schedule of one-third of the options vesting every 30 days.
[F4]On March 25, 2020, Toga Limited redeemed stock options to purchase 18,792 shares of its common stock from Mr. Henderson for an aggregate purchase price of $156,537 (or $8.33 per share).

Documents

1 file

4
primary_doc.xmlPrimary
PRIMARY DOCUMENT

Issuer

Toga Ltd

CIK 0001378125

→

Entity typeother

Related Parties

filerCIK 0001766988

Filing Metadata

Form type: 4
Filed: Aug 2, 8:00 PM ET
Accepted: Aug 3, 2:07 PM ET
Size: 50.2 KB

View on SEC.gov