Ventura Joseph C 4
4 · HUMANA INC · Filed May 5, 2026
Research Summary
AI-generated summary of this filing
Humana (HUM) Chief Legal Officer Ventura Receives 10,318 Shares
What Happened
Joseph C. Ventura, Chief Legal Officer of Humana Inc. (HUM), was granted/received 10,318 shares on May 1, 2026. The reported acquisition price is $0.00 (no cash paid). The Form 4 was filed on May 5, 2026.
Key Details
- Transaction date: 2026-05-01; transaction type: Award/Grant (code A); price reported: $0.00.
- Form 4 filed: 2026-05-05 — appears timely (filed within the two business-day window).
- Shares owned after transaction: Not specified in this filing.
- Relevant footnotes:
- F1: Shares held for the reporting person under the Humana Retirement Savings Plan as of 2026-04-30 (routine plan activity; exempt under Rule 16b-3(c)).
- F7: 16,568 restricted stock units (contingent rights to common shares) noted, exempt under Rule 16b-3(d)(1)&(3).
- F2–F6: Lists prior stock option grants (2020–2024) with multi-year vesting schedules (rights to buy under the Company’s 2019 Plan).
- No indication of a sale, cashless exercise, or a 10b5-1 plan in this filing.
Context
This was an equity award (compensation-related), not a market purchase or sale. Such awards are commonly part of executive compensation and may be subject to vesting or other restrictions (check company filings or footnotes for vesting details). For retail investors, awards provide information about executive compensation but do not necessarily signal the insider’s immediate market view of the stock.
Insider Transaction Report
- Award
Humana Common
[F7]2026-05-01+10,318→ 27,405 total
- 294(indirect: See Footnote)
Humana Common
[F1] - 4,656
Options
[F2]Exercise: $350.79Exp: 2027-02-24→ Humana Common (4,656 underlying) - 4,598
Options
[F3]Exercise: $376.61Exp: 2028-02-22→ Humana Common (4,598 underlying) - 3,932
Options
[F4]Exercise: $425.06Exp: 2029-02-21→ Humana Common (3,932 underlying) - 4,162
Options
[F5]Exercise: $510.24Exp: 2030-02-24→ Humana Common (4,162 underlying) - 6,572
Options
[F6]Exercise: $367.21Exp: 2031-02-21→ Humana Common (6,572 underlying)
Footnotes (7)
- [F1]Shares held for the benefit of reporting person as of April 30, 2026 under the Humana Retirement Savings Plan including routine payroll deductions, quarterly dividend allocation, and a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, exempt under Rule 16b-3(c).
- [F2]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.
- [F3]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.
- [F4]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.
- [F5]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2023, vesting in three annual increments from 2/24/24 to 2/24/26.
- [F6]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2024, vesting in three annual increments from 2/21/25 to 2/21/27.
- [F7]Includes 16,568 restricted stock units representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan and 2026 Stock Incentive Plans.