ANNALY CAPITAL MANAGEMENT INC·4

Jun 12, 4:04 PM ET

Hamilton Thomas Edward 4

4 · ANNALY CAPITAL MANAGEMENT INC · Filed Jun 12, 2026

Research Summary

AI-generated summary of this filing

Updated

Annaly (NLY) Director Thomas Hamilton Receives 8,641 DSUs

What Happened

  • Thomas Edward Hamilton, a director of Annaly Capital Management, received an award of 8,641 deferred stock units (DSUs) on 2026-06-10. The grant is recorded as a derivative acquisition at $0.00 per unit (total $0).

Key Details

  • Transaction date: 2026-06-10; Form 4 filed 2026-06-12 (within the standard two-business-day window).
  • Security: Deferred Stock Units (DSUs) — derivative award, not an open-market purchase or sale.
  • Price reported: $0.00 per unit; total value shown as $0 (non-cash award).
  • Shares owned after transaction: Not specified in the filing.
  • Footnotes:
    • F1: DSUs convert one-for-one to common shares one year after grant unless the director elects to defer settlement until after termination of service. The reporting person elected deferred settlement for all DSUs reported.
    • F2: The reported figure reflects the aggregate DSUs granted during the director’s tenure, net of any conversions.

Context

  • DSUs are compensation awards that become common shares under plan rules (here, one-for-one after one year unless deferred). Because Hamilton elected deferred settlement, these units are expected to be settled after he leaves service rather than converted after one year.
  • This is a routine equity award to a director (a non-cash compensation event) and does not by itself indicate a buy or sell signal.

Insider Transaction Report

Form 4
Period: 2026-06-10
Transactions
  • Award

    Deferred Stock Units

    [F1][F2]
    2026-06-10+8,64153,884 total
    Common Stock (8,641 underlying)
Holdings
  • Common Stock

    32,500
  • Common Stock

    (indirect: By Foundation)
    82,500
Footnotes (2)
  • [F1]The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2020 Equity Incentive Plan. The reporting person has elected such deferred settlement for all DSUs reported above.
  • [F2]Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions.
Signature
/s/ Audrey K. Susanin, as Attorney-in-Fact for Thomas Edward Hamilton|2026-06-12

Documents

1 file
  • 4
    wk-form4_1781294647.xmlPrimary

    FORM 4