4//SEC Filing
Barry Anthony S. 4
Accession 0001770707-23-000002
CIK 0001490906other
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 10:49 AM ET
Size
13.9 KB
Accession
0001770707-23-000002
Insider Transaction Report
Form 4
Barry Anthony S.
Executive Vice President
Transactions
- Exercise/Conversion
CFFN common stock
2022-12-31$13.73/sh+2,742$37,648→ 41,819 total - Award
CFFN Phantom Stock 2022
2022-12-31$8.65/sh+8,080$69,892→ 8,080 totalExercise: $8.65From: 2025-12-31Exp: 2025-12-31→ CFFN common stock (8,080 underlying) - Exercise/Conversion
CFFN Phantom Stock 2019
2022-12-31$13.73/sh−2,742$37,648→ 0 totalExercise: $13.73From: 2022-12-31Exp: 2022-12-31→ CFFN common stock (2,742 underlying) - Disposition to Issuer
CFFN common stock
2022-12-31$8.65/sh−2,742$23,718→ 39,077 total
Holdings
- 4,416(indirect: ESOP)
CFFN common stock
- 4,810
CFFN Phantom Stock 2021
Exercise: $11.33From: 2024-12-31Exp: 2024-12-31→ CFFN common stock (4,810 underlying) - 1,687
CFFN Phantom Stock 2020
Exercise: $12.50From: 2023-12-31Exp: 2023-12-31→ CFFN common stock (1,687 underlying)
Footnotes (2)
- [F1]Transaction reflects the deemed conversion of phantom stock units previously acquired under the Issuer's Deferred Incentive Bonus Plan into the underlying shares of common stock and the deemed simultaneous disposition of such shares in connection with the cash settlement of such phantom stock units.
- [F2]The phantom stock units were acquired under the Issuers Deferred Incentive Bonus Plan and are settled in cash three years from the date of acquisition.
Documents
Issuer
Capitol Federal Financial, Inc.
CIK 0001490906
Entity typeother
Related Parties
1- filerCIK 0001770707
Filing Metadata
- Form type
- 4
- Filed
- Jan 2, 7:00 PM ET
- Accepted
- Jan 3, 10:49 AM ET
- Size
- 13.9 KB