Barry Anthony S. 4

4 · Capitol Federal Financial, Inc. · Filed Jan 3, 2023

Form 4

Period: 2022-12-31

Executive Vice President

Transactions

Exercise/Conversion
CFFN common stock
2022-12-31$13.73/sh+2,742$37,648→ 41,819 total
Award
CFFN Phantom Stock 2022
2022-12-31$8.65/sh+8,080$69,892→ 8,080 total
Exercise: $8.65From: 2025-12-31Exp: 2025-12-31→ CFFN common stock (8,080 underlying)
Exercise/Conversion
CFFN Phantom Stock 2019
2022-12-31$13.73/sh−2,742$37,648→ 0 total
Exercise: $13.73From: 2022-12-31Exp: 2022-12-31→ CFFN common stock (2,742 underlying)
Disposition to Issuer
CFFN common stock
2022-12-31$8.65/sh−2,742$23,718→ 39,077 total

Holdings

CFFN common stock
(indirect: ESOP)
4,416
CFFN Phantom Stock 2021
Exercise: $11.33From: 2024-12-31Exp: 2024-12-31→ CFFN common stock (4,810 underlying)
4,810
CFFN Phantom Stock 2020
Exercise: $12.50From: 2023-12-31Exp: 2023-12-31→ CFFN common stock (1,687 underlying)
1,687

Footnotes (2)

[F1]Transaction reflects the deemed conversion of phantom stock units previously acquired under the Issuer's Deferred Incentive Bonus Plan into the underlying shares of common stock and the deemed simultaneous disposition of such shares in connection with the cash settlement of such phantom stock units.
[F2]The phantom stock units were acquired under the Issuers Deferred Incentive Bonus Plan and are settled in cash three years from the date of acquisition.

Documents

1 file