Barry Anthony S. 4

4 · Capitol Federal Financial, Inc. · Filed Nov 2, 2023

Insider Transaction Report

Form 4
Period: 2023-11-01
Barry Anthony S.
Executive Vice President
Transactions
  • Purchase

    CFFN common stock

    2023-11-01$5.08/sh+500$2,54054,977 total
Holdings
  • CFFN common stock

    (indirect: ESOP)
    4,585
  • CFFN Phantom Stock 2020

    Exercise: $12.50From: 2023-12-31Exp: 2023-12-31CFFN common stock (1,687 underlying)
    1,687
  • CFFN Phantom Stock 2021

    Exercise: $11.33From: 2024-12-31Exp: 2024-12-31CFFN common stock (4,810 underlying)
    4,810
  • CFFN Phantom Stock 2022

    Exercise: $8.65From: 2025-12-31Exp: 2025-12-31CFFN common stock (8,080 underlying)
    8,080
Footnotes (1)
  • [F1]The phantom stock units were acquired under the Issuers Deferred Incentive Bonus Plan and are settled in cash three years from the date of acquisition.

Documents

1 file
  • 4
    wk-form4_1698950849.xmlPrimary

    FORM 4