Home/Filings/4/0001770707-24-000002
4//SEC Filing

Barry Anthony S. 4

Accession 0001770707-24-000002

CIK 0001490906other

Filed

Jan 1, 7:00 PM ET

Accepted

Jan 2, 1:58 PM ET

Size

11.9 KB

Accession

0001770707-24-000002

Insider Transaction Report

Form 4
Period: 2023-12-31
Barry Anthony S.
Executive Vice President
Transactions
  • Disposition to Issuer

    CFFN common stock

    2023-12-31$6.45/sh1,687$10,88154,977 total
  • Exercise/Conversion

    CFFN common stock

    2023-12-31$12.50/sh+1,687$21,08856,664 total
  • Exercise/Conversion

    CFFN Phantom Stock 2020

    2023-12-31$12.50/sh1,687$21,0880 total
    Exercise: $12.50From: 2023-12-31Exp: 2023-12-31CFFN common stock (1,687 underlying)
Holdings
  • CFFN Phantom Stock 2021

    Exercise: $11.33From: 2024-12-31Exp: 2024-12-31CFFN common stock (4,810 underlying)
    4,810
  • CFFN common stock

    (indirect: ESOP)
    6,176
  • CFFN Phantom Stock 2022

    Exercise: $8.65From: 2025-12-31Exp: 2025-12-31CFFN common stock (8,080 underlying)
    8,080
Footnotes (2)
  • [F1]Transaction reflects the deemed conversion of phantom stock units previously acquired under the Issuer's Deferred Incentive Bonus Plan into the underlying shares of common stock and the deemed simultaneous disposition of such shares in connection with the cash settlement of such phantom stock units.
  • [F2]The phantom stock units were acquired under the Issuers Deferred Incentive Bonus Plan and are settled in cash three years from the date of acquisition.

Issuer

Capitol Federal Financial, Inc.

CIK 0001490906

Entity typeother

Related Parties

1
  • filerCIK 0001770707

Filing Metadata

Form type
4
Filed
Jan 1, 7:00 PM ET
Accepted
Jan 2, 1:58 PM ET
Size
11.9 KB