Barry Anthony S. 4
4 · Capitol Federal Financial, Inc. · Filed Jan 2, 2024
Insider Transaction Report
Form 4
Barry Anthony S.
Executive Vice President
Transactions
- Disposition to Issuer
CFFN common stock
2023-12-31$6.45/sh−1,687$10,881→ 54,977 total - Exercise/Conversion
CFFN common stock
2023-12-31$12.50/sh+1,687$21,088→ 56,664 total - Exercise/Conversion
CFFN Phantom Stock 2020
2023-12-31$12.50/sh−1,687$21,088→ 0 totalExercise: $12.50From: 2023-12-31Exp: 2023-12-31→ CFFN common stock (1,687 underlying)
Holdings
- 4,810
CFFN Phantom Stock 2021
Exercise: $11.33From: 2024-12-31Exp: 2024-12-31→ CFFN common stock (4,810 underlying) - 6,176(indirect: ESOP)
CFFN common stock
- 8,080
CFFN Phantom Stock 2022
Exercise: $8.65From: 2025-12-31Exp: 2025-12-31→ CFFN common stock (8,080 underlying)
Footnotes (2)
- [F1]Transaction reflects the deemed conversion of phantom stock units previously acquired under the Issuer's Deferred Incentive Bonus Plan into the underlying shares of common stock and the deemed simultaneous disposition of such shares in connection with the cash settlement of such phantom stock units.
- [F2]The phantom stock units were acquired under the Issuers Deferred Incentive Bonus Plan and are settled in cash three years from the date of acquisition.