Barry Anthony S. 4
4 · Capitol Federal Financial, Inc. · Filed Jan 3, 2025
Insider Transaction Report
Form 4
Barry Anthony S.
Executive Vice President
Transactions
- Award
CFFN Phantom Stock 2024
2024-12-31$5.91/sh+3,574$21,122→ 3,574 totalExercise: $5.91From: 2027-12-31Exp: 2027-12-31→ CFFN common stock (3,574 underlying) - Exercise/Conversion
CFFN common stock
2024-12-31$11.33/sh+4,810$54,497→ 61,674 total - Disposition to Issuer
CFFN common stock
2024-12-31$5.91/sh−4,810$28,427→ 56,864 total - Exercise/Conversion
CFFN Phantom Stock 2021
2024-12-31$11.33/sh−4,810$54,497→ 0 totalExercise: $11.33From: 2024-12-31Exp: 2024-12-31→ CFFN common stock (4,810 underlying)
Holdings
- 8,080
CFFN Phantom Stock 2022
Exercise: $8.65From: 2025-12-31Exp: 2025-12-31→ CFFN common stock (8,080 underlying) - 8,082(indirect: ESOP)
CFFN common stock
Footnotes (2)
- [F1]Transaction reflects the deemed conversion of phantom stock units previously acquired under the Issuer's Deferred Incentive Bonus Plan into the underlying shares of common stock and the deemed simultaneous disposition of such shares in connection with the cash settlement of such phantom stock units.
- [F2]The phantom stock units were acquired under the Issuers Deferred Incentive Bonus Plan and are settled in cash three years from the date of acquisition.