Home/Filings/4/0001771340-19-000013
4//SEC Filing

Jurvetson Stephen T 4

Accession 0001771340-19-000013

CIK 0001318605other

Filed

Nov 25, 7:00 PM ET

Accepted

Nov 26, 8:49 PM ET

Size

16.9 KB

Accession

0001771340-19-000013

Insider Transaction Report

Form 4
Period: 2019-11-22
Transactions
  • Exercise/Conversion

    Non-Qualified Stock Option (right to buy)

    2019-11-2213,8890 total
    Exercise: $261.89Exp: 2022-06-18Common Stock (13,889 underlying)
  • Exercise/Conversion

    Common Stock

    2019-11-22$250.69/sh+3,334$835,80017,223 total
  • Exercise/Conversion

    Non-Qualified Stock Option (right to buy)

    2019-11-223,3340 total
    Exercise: $250.69Exp: 2022-06-12Common Stock (3,334 underlying)
  • Exercise/Conversion

    Common Stock

    2019-11-22$261.89/sh+13,889$3,637,39013,889 total
  • Sale

    Common Stock

    2019-11-22$332.44/sh17,223$5,725,6830 total
Holdings
  • Common Stock

    (indirect: By Trust)
    52,100
  • Common Stock

    (indirect: by DFJ Fd X Part LP)
    43
Footnotes (6)
  • [F1]The transactions reported herein were completed pursuant to an agreement with and for the benefit of Draper Fisher Jurvetson, of which the reporting person was formerly a managing director. All proceeds of the sale reported herein have been transferred to Draper Fisher Jurvetson.
  • [F2]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $331.98 to $332.74, inclusive. The reporting person undertakes to provide Tesla, any security holder of Tesla or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  • [F3]These shares are owned directly by Draper Fisher Jurvetson Fund X Partners, L.P. The reporting person was formerly a managing director of the general partner entities of these funds that directly hold shares and as such the reporting person may have been deemed to have voting and investment power with respect to such shares. The reporting person disclaims beneficial ownership with respect to such shares except to the extent of his pecuniary interest therein.
  • [F4]These shares are owned by the Steve Jurvetson TR UA 1/29/19 Future Venture Living Trust. Reflects a prior transfer of 52,100 shares to the reporting person's former wife pursuant to a divorce decree.
  • [F5]This stock option award is a triennial equity award granted pursuant to the Company's 2010 Equity Incentive Plan and Outside Director Compensation Policy. 1/36th of the shares granted became vested and exercisable as of each monthly anniversary of June 12, 2015, such that all shares subject to the Option became fully vested and exercisable by June 12, 2018.
  • [F6]This stock option award is a triennial equity award granted pursuant to the Company's 2010 Equity Incentive Plan and Outside Director Compensation Policy. 1/36th of the shares granted became vested and exercisable as of each monthly anniversary of June 18, 2015, such that all shares subject to the Option became fully vested and exercisable by June 18, 2018.

Issuer

Tesla, Inc.

CIK 0001318605

Entity typeother

Related Parties

1
  • filerCIK 0001314917

Filing Metadata

Form type
4
Filed
Nov 25, 7:00 PM ET
Accepted
Nov 26, 8:49 PM ET
Size
16.9 KB