4//SEC Filing
Read S. MacGregor Jr. 4
Accession 0001771515-21-000036
CIK 0001771515other
Filed
Apr 25, 8:00 PM ET
Accepted
Apr 26, 8:32 PM ET
Size
10.6 KB
Accession
0001771515-21-000036
Insider Transaction Report
Form 4
Read S. MacGregor Jr.
DirectorVice Chairman
Transactions
- Exercise/Conversion
Common Stock
2021-04-23$7.13/sh+100,000$713,000→ 106,708 total - Sale
Common Stock
2021-04-23$40.21/sh−100,000$4,021,000→ 6,708 total - Exercise/Conversion
Stock Options (Right to Buy)
2021-04-23−100,000→ 100,000 totalExercise: $7.13Exp: 2024-10-21→ Common Stock (100,000 underlying)
Holdings
- 2,307,975(indirect: By Trust)
Common Stock
- 2,307,975(indirect: By Trust)
Common Stock
Footnotes (5)
- [F1]The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan.
- [F2]The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.46, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
- [F3]Reflects shares directly held by the Nordlingen Trust dated 1/23/2012, as amended and restated 9/17/2014 of which Mr. Read is a Trustee.
- [F4]Reflects shares directly held by the Redmond Trust dated 10/19/2003, as amended and restated 9/17/2014 of which Mr. Read is a Trustee.
- [F5]Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable.
Documents
Issuer
Grocery Outlet Holding Corp.
CIK 0001771515
Entity typeother
Related Parties
1- filerCIK 0001779703
Filing Metadata
- Form type
- 4
- Filed
- Apr 25, 8:00 PM ET
- Accepted
- Apr 26, 8:32 PM ET
- Size
- 10.6 KB