Read S. MacGregor Jr. 4
4 · Grocery Outlet Holding Corp. · Filed Nov 12, 2021
Insider Transaction Report
Form 4
Transactions
- Exercise/Conversion
Common Stock
2021-11-11$7.13/sh+100,000$713,000→ 109,779 total - Sale
Common Stock
2021-11-11$25.00/sh−100,000$2,500,000→ 9,779 total - Exercise/Conversion
Stock Options (Right to Buy)
[F3]2021-11-11−100,000→ 0 totalExercise: $7.13Exp: 2024-10-21→ Common Stock (100,000 underlying)
Holdings
- 2,307,975(indirect: By Trust)
Common Stock
[F1] - 2,307,975(indirect: By Trust)
Common Stock
[F2]
Footnotes (3)
- [F1]Reflects shares directly held by the Nordlingen Trust dated 1/23/2012, as amended and restated 9/17/2014 of which Mr. Read is a Trustee.
- [F2]Reflects shares directly held by the Redmond Trust dated 10/19/2003, as amended and restated 9/17/2014 of which Mr. Read is a Trustee.
- [F3]Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable.
Signature
/s/ Pamela B. Burke, Pamela B. Burke, as Attorney-in-Fact|2021-11-12