Bracher Charles 4
4 · Grocery Outlet Holding Corp. · Filed Oct 31, 2022
Insider Transaction Report
Form 4
Bracher Charles
Chief Financial Officer
Transactions
- Exercise/Conversion
Common Stock
2022-10-28$7.13/sh+3,125$22,281→ 83,484 total - Exercise/Conversion
Stock Options (Right to Buy)
2022-10-28−3,125→ 78,247 totalExercise: $7.13Exp: 2024-11-25→ Common Stock (3,125 underlying) - Exercise/Conversion
Common Stock
2022-10-28$3.81/sh+3,125$11,906→ 80,359 total - Sale
Common Stock
2022-10-28$35.29/sh−6,250$220,563→ 77,234 total - Exercise/Conversion
Stock Options (Right to Buy)
2022-10-28−3,125→ 53,365 totalExercise: $3.81Exp: 2024-11-25→ Common Stock (3,125 underlying)
Holdings
- 400(indirect: By Children)
Common Stock
- 400(indirect: By Children)
Common Stock
- 1,410(indirect: By Spouse)
Common Stock
- 400(indirect: By Children)
Common Stock
Footnotes (7)
- [F1]This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.45, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- [F3]Reflects shares directly held by a trust for the benefit of the reporting person's eldest child, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held on behalf of his child by this trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
- [F4]Reflects shares directly held by a trust for the benefit of the reporting person's second eldest child, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held on behalf of his child by this trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
- [F5]Reflects shares directly held by a trust for the benefit of the reporting person's youngest child, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held on behalf of his child by this trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
- [F6]These stock options are vested and exercisable.
- [F7]These stock options are vested and exercisable.