4//SEC Filing
Bracher Charles 4
Accession 0001771515-23-000079
CIK 0001771515other
Filed
Jun 29, 8:00 PM ET
Accepted
Jun 30, 5:23 PM ET
Size
18.3 KB
Accession
0001771515-23-000079
Insider Transaction Report
Form 4
Bracher Charles
Chief Financial Officer
Transactions
- Sale
Common Stock
2023-06-29$30.16/sh−34,497$1,040,430→ 111,475 total - Sale
Common Stock
2023-06-29$30.17/sh−72,115$2,175,710→ 145,972 total - Exercise/Conversion
Common Stock
2023-06-29$3.81/sh+53,365$203,321→ 164,840 total - Exercise/Conversion
Stock Options (Right to Buy)
2023-06-29−53,365→ 0 totalExercise: $3.81Exp: 2024-11-25→ Common Stock (53,365 underlying) - Exercise/Conversion
Common Stock
2023-06-29$7.13/sh+53,247$379,651→ 218,087 total - Exercise/Conversion
Stock Options (Right to Buy)
2023-06-29−53,247→ 25,000 totalExercise: $7.13Exp: 2024-11-25→ Common Stock (53,247 underlying)
Holdings
- 400(indirect: By Children)
Common Stock
- 1,410(indirect: By Spouse)
Common Stock
- 400(indirect: By Children)
Common Stock
- 400(indirect: By Children)
Common Stock
Footnotes (7)
- [F1]This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.32, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.29, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F4]Reflects shares directly held by a trust for the benefit of the reporting person's eldest child, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held on behalf of his child by this trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose
- [F5]Reflects shares directly held by a trust for the benefit of the reporting person's middle child, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held on behalf of his child by this trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose
- [F6]Reflects shares directly held by a trust for the benefit of the reporting person's youngest child, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held on behalf of his child by this trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
- [F7]These stock options are vested and exercisable and have an expiration date of 11/25/2024.
Documents
Issuer
Grocery Outlet Holding Corp.
CIK 0001771515
Entity typeother
Related Parties
1- filerCIK 0001444802
Filing Metadata
- Form type
- 4
- Filed
- Jun 29, 8:00 PM ET
- Accepted
- Jun 30, 5:23 PM ET
- Size
- 18.3 KB