Lindberg Eric J. Jr. 4

4 · Grocery Outlet Holding Corp. · Filed Aug 20, 2024

Form 4

Period: 2024-08-16

Director

Transactions

Exercise/Conversion
Common Stock
2024-08-16$7.13/sh+100,000$713,000→ 170,938 total
Exercise/Conversion
Common Stock
2024-08-19$7.13/sh+100,000$713,000→ 170,938 total
Sale
Common Stock
2024-08-19$18.83/sh−100,000$1,883,000→ 70,938 total
Exercise/Conversion
Stock Options (Right to Buy)
2024-08-16−100,000→ 500,095 total
Exercise: $7.13Exp: 2024-10-21→ Common Stock (100,000 underlying)
Sale
Common Stock
2024-08-16$18.90/sh−100,000$1,890,000→ 70,938 total
Exercise/Conversion
Stock Options (Right to Buy)
2024-08-19−100,000→ 400,095 total
Exercise: $7.13Exp: 2024-10-21→ Common Stock (100,000 underlying)

Holdings

Footnotes (5)

[F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.72 to $19.09, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
[F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.73 to $18.92, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
[F3]Reflects shares directly held by The Lindberg Family Revocable Trust u/a/d 2/14/2006 of which Mr. Lindberg is a Trustee
[F4]Reflects shares directly held by the Lindberg Irrevocable Trust u/a/d 5/12/17 of which Mr. Lindberg is a Trustee.
[F5]These stock options are vested and exercisable, and have an expiration date of 10/21/2024.

Documents

1 file