Clapp Steven B 4
4 · Tectonic Financial, Inc. · Filed Jan 7, 2026
Insider Transaction Report
Form 4
Clapp Steven B
Director
Transactions
- Sale
Common Stock
2026-01-05$23.78/sh−170,480$4,054,014→ 34,620 total - Sale
Common Stock
2026-01-05$5.70/sh−2,000$11,400→ 32,620 total
Holdings
- 5,000(indirect: By individual retirement account)
Common Stock
- 5,000(indirect: By Spouse)
Common Stock
Footnotes (2)
- [F1]On January 5, 2026, in connection with the Issuer's spin-off of Tectonic Advisors, LLC, the Reporting Person disposed of 170,840 shares of the Issuer in exchange for 170,840 shares of Tectonic Advisors, LLC, valued at $23.78 per share.
- [F2]On or about May 15, 2017, Mr. Clapp granted options to certain individuals to purchase from Mr. Clapp up to 2,000 shares of common stock of the Issuer at an exercise price of $5.70. The sale price of the common stock reflects the exercise price of such options.