Home/Filings/4/0001774456-26-000001
4//SEC Filing

Clapp Steven B 4

Accession 0001774456-26-000001

CIK 0001766526other

Filed

Jan 6, 7:00 PM ET

Accepted

Jan 7, 8:15 PM ET

Size

8.1 KB

Accession

0001774456-26-000001

Insider Transaction Report

Form 4
Period: 2026-01-05
Transactions
  • Sale

    Common Stock

    2026-01-05$23.78/sh170,480$4,054,01434,620 total
  • Sale

    Common Stock

    2026-01-05$5.70/sh2,000$11,40032,620 total
Holdings
  • Common Stock

    (indirect: By individual retirement account)
    5,000
  • Common Stock

    (indirect: By Spouse)
    5,000
Footnotes (2)
  • [F1]On January 5, 2026, in connection with the Issuer's spin-off of Tectonic Advisors, LLC, the Reporting Person disposed of 170,840 shares of the Issuer in exchange for 170,840 shares of Tectonic Advisors, LLC, valued at $23.78 per share.
  • [F2]On or about May 15, 2017, Mr. Clapp granted options to certain individuals to purchase from Mr. Clapp up to 2,000 shares of common stock of the Issuer at an exercise price of $5.70. The sale price of the common stock reflects the exercise price of such options.

Issuer

Tectonic Financial, Inc.

CIK 0001766526

Entity typeother

Related Parties

1
  • filerCIK 0001774456

Filing Metadata

Form type
4
Filed
Jan 6, 7:00 PM ET
Accepted
Jan 7, 8:15 PM ET
Size
8.1 KB