4//SEC Filing
Campbell Richard D 4
Accession 0001774463-23-000003
CIK 0001163668other
Filed
Dec 14, 7:00 PM ET
Accepted
Dec 15, 4:54 PM ET
Size
7.3 KB
Accession
0001774463-23-000003
Insider Transaction Report
Form 4
Campbell Richard D
Director10% Owner
Transactions
- Sale
Common Stock
2023-12-13$27.50/sh−54,400$1,496,000→ 1,589,386 total(indirect: By Henry Taw LP)
Holdings
- 8,139
Common Stock
- 40,000(indirect: By LLC)
Common Stock
Footnotes (4)
- [F1]The shares reported include restricted stock units that may be settled only by delivery of an equal number of shares of common stock and which are subject to vesting and forfeiture conditions.
- [F2]The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with a price of $27.50 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate transaction. The sales of these shares were effected in order for Henry TAW LP to maintain its historic ownership level of less than 10% of the outstanding shares of the Issuer.
- [F3]Shares owned by Henry TAW LP but subject to a voting agreement and irrevocable proxy pursuant to which Mr. Campbell exercises voting authority.
- [F4]Shares owned by Racham Investment Group LLC ("RIG LLC").
Documents
Issuer
SOUTH PLAINS FINANCIAL, INC.
CIK 0001163668
Entity typeother
Related Parties
1- filerCIK 0001774463
Filing Metadata
- Form type
- 4
- Filed
- Dec 14, 7:00 PM ET
- Accepted
- Dec 15, 4:54 PM ET
- Size
- 7.3 KB