Daunt John 4

Accession 0001774667-25-000006

CIK 0001235468other

View on SEC.gov Company Profile

Filed

Dec 2, 7:00 PM ET

Accepted

Dec 3, 5:10 PM ET

Size

37.3 KB

Accession

0001774667-25-000006

Insider Transaction Report

Form 4

Period: 2025-12-01

LIQUIDITY SERVICES INCLQDT

Daunt John

EVP, Chief Commercial Officer

Transactions

Exercise/Conversion
Common Stock
2025-12-01+1,059→ 47,735 total(indirect: By Trust)
Exercise/Conversion
Common Stock
2025-12-01+1,977→ 49,712 total(indirect: By Trust)
Exercise/Conversion
Restricted Stock Unit Grant
2025-12-01−2,071→ 8,284 total
Exp: 2026-01-01→ Common Stock (10,355 underlying)
Exercise/Conversion
Restricted Stock Unit Grant
2025-12-01−3,865→ 9,663 total
Exp: 2027-01-01→ Common Stock (13,528 underlying)

Holdings

Restricted Stock Unit Grant
Exp: 2026-01-01→ Common Stock (2,180 underlying)
2,180
Restricted Stock Unit Grant
Exp: 2027-01-01→ Common Stock (10,355 underlying)
10,355
Restricted Stock Unit Grant
Exp: 2028-01-01→ Common Stock (14,494 underlying)
14,494
Restricted Stock Unit Grant
Exp: 2029-01-01→ Common Stock (22,100 underlying)
22,100
Restricted Stock Unit Grant
Exp: 2026-01-01→ Common Stock (5,232 underlying)
5,232
Stock Option Grant
Exercise: $9.46Exp: 2030-12-01→ Common Stock (1,275 underlying)
1,275
Stock Option Grant
Exercise: $22.20Exp: 2031-12-07→ Common Stock (2,096 underlying)
2,096
Stock Option Grant
Exercise: $14.00Exp: 2032-12-23→ Common Stock (7,003 underlying)
7,003
Stock Option Grant
Exercise: $17.31Exp: 2033-12-22→ Common Stock (11,390 underlying)
11,390
Stock Option Grant
Exercise: $21.62Exp: 2034-10-30→ Common Stock (18,700 underlying)
18,700
Stock Option Grant
Exercise: $6.11Exp: 2028-12-04→ Common Stock (10,066 underlying)
10,066
Stock Option Grant
Exercise: $22.20Exp: 2031-12-07→ Common Stock (4,644 underlying)
4,644
Stock Option Grant
Exercise: $14.00Exp: 2032-12-23→ Common Stock (16,640 underlying)
16,640
Stock Option Grant
Exercise: $17.31Exp: 2033-12-22→ Common Stock (15,620 underlying)
15,620
Stock Option Grant
Exercise: $23.52Exp: 2035-10-29→ Common Stock (24,800 underlying)
24,800
Restricted Stock Unit Grant
Exp: 2030-01-01→ Common Stock (25,750 underlying)
25,750

Footnotes (16)

[F1]12/48th of this option grant vested on January 1, 2023 and thereafter, an additional 1/48th will vest each month for thirty-six months.
[F10]Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2023, January 1, 2024, January 1, 2025 and January 1, 2026.
[F11]Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2024, January 1, 2025, January 1, 2026 and January 1, 2027.
[F12]Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2025, January 1, 2026, January 1, 2027 and January 1, 2028.
[F13]Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2027, January 1, 2028, January 1, 2029 and January 1, 2030.
[F14]These restricted stock units will vest, if at all, based on the Issuer's achievement of certain financial milestones.
[F15]Represents the net issuance of 1,059 shares from the vesting of 2,071 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units wassatisfied by the issuer withholding 1,012 shares.
[F16]Represents the net issuance of 1,977 shares from the vesting of 3,865 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units wassatisfied by the issuer withholding 1,888 shares.
[F2]Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.
[F3]These restricted stock units vest, if at all, based on the Issuer's achievement of certain financial milestones.
[F4]These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
[F5]12/48th of this option grant vested on January 1, 2024 and thereafter, an additional 1/48th will vest each month for thirty-six months.
[F6]12/48th of this option grant vested on January 1, 2025 and thereafter, an additional 1/48th will vest each month for thirty-six months.
[F7]These options became fully exercisable on January 1, 2024.
[F8]Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2026, January 1, 2027, January 1, 2028 and January 1, 2029.
[F9]12/48th of this option grant will vest on January 1, 2026, and, thereafter, an additional 1/48th will vest each month for thirty-six months.

Documents

1 file

4
ownership.xmlPrimary
4

Issuer

LIQUIDITY SERVICES INC

CIK 0001235468

→

Entity typeother

Related Parties

filerCIK 0001774667

Filing Metadata

Form type: 4
Filed: Dec 2, 7:00 PM ET
Accepted: Dec 3, 5:10 PM ET
Size: 37.3 KB

View on SEC.gov