Daunt John 4

Accession 0001774667-26-000002

CIK 0001235468other

View on SEC.gov Company Profile

Filed

Jan 4, 7:00 PM ET

Accepted

Jan 5, 4:04 PM ET

Size

50.8 KB

Accession

0001774667-26-000002

Insider Transaction Report

Form 4

Period: 2026-01-01

LIQUIDITY SERVICES INCLQDT

Daunt John

EVP, Chief Commercial Officer

Transactions

Exercise/Conversion
Common Stock
2026-01-01+1,405→ 49,457 total(indirect: By Trust)
Other
Common Stock
2026-01-02$29.74/sh−1,405$41,785→ 48,052 total(indirect: By Trust)
Exercise/Conversion
Common Stock
2026-01-01+3,337→ 51,389 total(indirect: By Trust)
Other
Common Stock
2026-01-02$29.74/sh−3,337$99,242→ 48,052 total(indirect: By Trust)
Exercise/Conversion
Common Stock
2026-01-01+3,114→ 51,166 total(indirect: By Trust)
Other
Common Stock
2026-01-02$29.74/sh−3,114$92,610→ 48,052 total(indirect: By Trust)
Exercise/Conversion
Common Stock
2026-01-01+3,561→ 51,613 total(indirect: By Trust)
Other
Common Stock
2026-01-02$29.74/sh−3,561$105,904→ 48,052 total(indirect: By Trust)
Exercise/Conversion
Restricted Stock Unit Grant
2026-01-01−2,180→ 0 total
Exp: 2026-01-01→ Common Stock (2,180 underlying)
Exercise/Conversion
Restricted Stock Unit Grant
2026-01-01−5,178→ 5,177 total
Exp: 2027-01-01→ Common Stock (10,355 underlying)
Exercise/Conversion
Restricted Stock Unit Grant
2026-01-01−4,832→ 9,662 total
Exp: 2028-01-01→ Common Stock (14,494 underlying)
Exercise/Conversion
Restricted Stock Unit Grant
2026-01-01−5,525→ 16,575 total
Exp: 2029-01-01→ Common Stock (22,100 underlying)

Holdings

Restricted Stock Unit Grant
Exp: 2030-01-01→ Common Stock (25,750 underlying)
25,750
Restricted Stock Unit Grant
Exp: 2026-01-01→ Common Stock (5,232 underlying)
5,232
Restricted Stock Unit Grant
Exp: 2026-01-01→ Common Stock (8,284 underlying)
8,284
Restricted Stock Unit Grant
Exp: 2027-01-01→ Common Stock (9,663 underlying)
9,663
Restricted Stock Unit Grant
Exp: 2029-01-01→ Common Stock (22,100 underlying)
22,100
Restricted Stock Unit Grant
Exp: 2030-01-01→ Common Stock (25,750 underlying)
25,750
Stock Option Grant
Exercise: $9.46Exp: 2030-12-01→ Common Stock (1,275 underlying)
1,275
Stock Option Grant
Exercise: $22.20Exp: 2031-12-07→ Common Stock (2,096 underlying)
2,096
Stock Option Grant
Exercise: $14.00Exp: 2032-12-23→ Common Stock (7,003 underlying)
7,003
Stock Option Grant
Exercise: $17.31Exp: 2033-12-22→ Common Stock (11,390 underlying)
11,390
Stock Option Grant
Exercise: $21.62Exp: 2034-10-30→ Common Stock (18,700 underlying)
18,700
Stock Option Grant
Exercise: $23.52Exp: 2035-10-29→ Common Stock (24,800 underlying)
24,800
Stock Option Grant
Exercise: $6.11Exp: 2028-12-04→ Common Stock (10,066 underlying)
10,066
Stock Option Grant
Exercise: $22.20Exp: 2031-12-07→ Common Stock (4,644 underlying)
4,644
Stock Option Grant
Exercise: $14.00Exp: 2032-12-23→ Common Stock (16,640 underlying)
16,640
Stock Option Grant
Exercise: $17.31Exp: 2033-12-22→ Common Stock (15,620 underlying)
15,620
Stock Option Grant
Exercise: $21.62Exp: 2034-10-30→ Common Stock (18,700 underlying)
18,700
Stock Option Grant
Exercise: $23.52Exp: 2035-10-29→ Common Stock (24,800 underlying)
24,800

Footnotes (22)

[F1]12/48th of this option grant vested on January 1, 2023 and thereafter, an additional 1/48th will vest each month for thirty-six months.
[F10]Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2023, January 1, 2024, January 1, 2025 and January 1, 2026.
[F11]Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2024, January 1, 2025, January 1, 2026 and January 1, 2027.
[F12]Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2025, January 1, 2026, January 1, 2027 and January 1, 2028.
[F13]Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2027, January 1, 2028, January 1, 2029 and January 1, 2030.
[F14]12/48th of this option grant will vest on January 1, 2027, and, thereafter, an additional 1/48th will vest each month for thirty-six months.
[F15]Represents the net issuance of 1,405 shares from the vesting of 2,180 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 775 shares.
[F16]In accordance with the Issuer's policies, the reporting person elected the following release method with respect to the vesting of restricted stock units: shares are withheld to cover taxes and remaining shares are sold. The sale proceeds are used to cover fees and the balance is received by the reporting person in cash. This transaction reflects the sale of the 1,405 shares received by the reporting person in connection with the vesting of 2,180 restricted stock units.
[F17]Represents the net issuance of 3,337 shares from the vesting of 5,178 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,841 shares.
[F18]In accordance with the Issuer's policies, the reporting person elected the following release method with respect to the vesting of restricted stock units: shares are withheld to cover taxes and remaining shares are sold. The sale proceeds are used to cover fees and the balance is received by the reporting person in cash. This transaction reflects the sale of the 3,337 shares received by the reporting person in connection with the vesting of 5,178 restricted stock units.
[F19]Represents the net issuance of 3,114 shares from the vesting of 4,832 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,718 shares.
[F2]Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.
[F20]In accordance with the Issuer's policies, the reporting person elected the following release method with respect to the vesting of restricted stock units: shares are withheld to cover taxes and remaining shares are sold. The sale proceeds are used to cover fees and the balance is received by the reporting person in cash. This transaction reflects the sale of the 3,114 shares received by the reporting person in connection with the vesting of 4,832 restricted stock units.
[F21]Represents the net issuance of 3,561 shares from the vesting of 5,525 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,964 shares.
[F22]In accordance with the Issuer's policies, the reporting person elected the following release method with respect to the vesting of restricted stock units: shares are withheld to cover taxes and remaining shares are sold. The sale proceeds are used to cover fees and the balance is received by the reporting person in cash. This transaction reflects the sale of the 3,561 shares received by the reporting person in connection with the vesting of 5,525 restricted stock units.
[F3]These restricted stock units vest, if at all, based on the Issuer's achievement of certain financial milestones.
[F4]These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
[F5]12/48th of this option grant vested on January 1, 2024 and thereafter, an additional 1/48th will vest each month for thirty-six months.
[F6]12/48th of this option grant vested on January 1, 2025 and thereafter, an additional 1/48th will vest each month for thirty-six months.
[F7]These options became fully exercisable on January 1, 2024.
[F8]Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2026, January 1, 2027, January 1, 2028 and January 1, 2029.
[F9]12/48th of this option grant will vest on January 1, 2026, and, thereafter, an additional 1/48th will vest each month for thirty-six months.

Documents

1 file

4
ownership.xmlPrimary
4

Issuer

LIQUIDITY SERVICES INC

CIK 0001235468

→

Entity typeother

Related Parties

filerCIK 0001774667

Filing Metadata

Form type: 4
Filed: Jan 4, 7:00 PM ET
Accepted: Jan 5, 4:04 PM ET
Size: 50.8 KB

View on SEC.gov