KATZMAN DAVID B 4
4 · SmileDirectClub, Inc. · Filed Sep 2, 2020
Insider Transaction Report
Form 4
KATZMAN DAVID B
DirectorCEO and Chairman10% Owner
Transactions
- Purchase
Class A Common Stock
2020-08-31$8.05/sh+663,130$5,338,197→ 663,130 total(indirect: By LLC) - Purchase
Class A Common Stock
2020-08-31$8.10/sh+615,000$4,981,500→ 615,000 total(indirect: By Trust)
Holdings
- 37,000(indirect: By Spouse)
Class A Common Stock
- 108,695
Class A Common Stock
Footnotes (4)
- [F1]The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.63 to $8.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote 1 to Form 4.
- [F2]The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.87 to $8.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote 2 to Form 4.
- [F3]These shares are held of record by the David B Katzman 2009 Family Trust, of which the reporting person's children are the beneficiaries and the reporting person's brother, Steven Katzman, is the trustee.
- [F4]The total number of shares of the Issuer's Class A common stock reported herein includes RSUs which were previously reported on Table II of that certain Form 4 filed by the reporting person on September 17, 2019. Further settlements of such RSUs will not be reported on further Forms 4.