4//SEC Filing
Swanson Brian D 4
Accession 0001777936-25-000003
CIK 0001299709other
Filed
Sep 16, 8:00 PM ET
Accepted
Sep 17, 7:33 PM ET
Size
16.9 KB
Accession
0001777936-25-000003
Insider Transaction Report
Form 4
Swanson Brian D
Other
Transactions
- Disposition to Issuer
Common Stock
2025-09-15$90.29/sh−500$45,145→ 54,199 total - Disposition to Issuer
Common Stock
2025-09-15$90.29/sh−320$28,893→ 53,879 total - Exercise/Conversion
Common Stock
2025-09-15$90.29/sh+1,400$126,406→ 53,803 total - Exercise/Conversion
Restricted Stock Units
2025-09-15−896→ 24,012 total→ Common Stock (896 underlying) - Exercise/Conversion
Common Stock
2025-09-15$90.29/sh+896$80,900→ 54,699 total - Exercise/Conversion
Restricted Stock Units
2025-09-15−1,400→ 24,908 total→ Common Stock (1,400 underlying) - Award
Restricted Stock Units
2025-09-15+3,254→ 27,266 total→ Common Stock (3,254 underlying)
Holdings
- 2,737(indirect: By 401(k))
Common Stock
Footnotes (6)
- [F1]Represents shares of Common Stock issued on September 15, 2025, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan.
- [F2]Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.
- [F3]The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights.
- [F4]Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.
- [F5]The RSUs vest as to one-third of the shares on each anniversary date of grant.
- [F6]Grant to the reporting person on September 15, 2025 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan.
Documents
Issuer
Axos Financial, Inc.
CIK 0001299709
Entity typeother
Related Parties
1- filerCIK 0001777936
Filing Metadata
- Form type
- 4
- Filed
- Sep 16, 8:00 PM ET
- Accepted
- Sep 17, 7:33 PM ET
- Size
- 16.9 KB