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4//SEC Filing

Bar-Adon Eshel 4

Accession 0001777939-25-000004

CIK 0001299709other

View on SEC.gov Company Profile

Filed

Sep 16, 8:00 PM ET

Accepted

Sep 17, 7:24 PM ET

Size

16.9 KB

Accession

0001777939-25-000004

Insider Transaction Report

Form 4

Period: 2025-09-15

Axos Financial, Inc.AX

EVP, Chief Legal Officer

Transactions

Disposition to Issuer
Common Stock
2025-09-15$90.29/sh−889$80,268→ 127,310 total
Exercise/Conversion
Restricted Stock Units
2025-09-15−1,651→ 14,301 total
→ Common Stock (1,651 underlying)
Exercise/Conversion
Restricted Stock Units
2025-09-15−1,055→ 13,246 total
→ Common Stock (1,055 underlying)
Exercise/Conversion
Common Stock
2025-09-15$90.29/sh+1,651$149,069→ 128,199 total
Award
Restricted Stock Units
2025-09-15+2,769→ 16,015 total
→ Common Stock (2,769 underlying)
Exercise/Conversion
Common Stock
2025-09-15$90.29/sh+1,055$95,256→ 126,548 total
Disposition to Issuer
Common Stock
2025-09-15$90.29/sh−568$51,285→ 126,742 total

Holdings

Common Stock
(indirect: By 401(k))
3,232

Footnotes (6)

[F1]Represents shares of Common Stock issued on September 15, 2025, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan.
[F2]Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.
[F3]The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights.
[F4]Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.
[F5]The RSUs vest as to one-third of the shares on each anniversary date of grant.
[F6]Grant to the reporting person on September 15, 2025 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan.

Documents

1 file

4
edgardoc.xmlPrimary
PRIMARY DOCUMENT

Issuer

Axos Financial, Inc.

CIK 0001299709

Entity typeother

Related Parties

1

filerCIK 0001777939

Filing Metadata

Form type: 4
Filed: Sep 16, 8:00 PM ET
Accepted: Sep 17, 7:24 PM ET
Size: 16.9 KB

View on SEC.gov