4//SEC Filing
Constantine Thomas M 4
Accession 0001778031-25-000006
CIK 0001299709other
Filed
Sep 24, 8:00 PM ET
Accepted
Sep 25, 2:15 PM ET
Size
9.9 KB
Accession
0001778031-25-000006
Insider Transaction Report
Form 4
Constantine Thomas M
Other
Transactions
- Disposition to Issuer
Common Stock
2025-09-23$88.46/sh−1,098$97,129→ 19,337 total - Exercise/Conversion
Restricted Stock Units
2025-09-23$88.46/sh−2,039$180,370→ 15,382 total→ Common Stock (2,039 underlying) - Exercise/Conversion
Common Stock
2025-09-23$88.46/sh+2,039$180,370→ 20,435 total
Holdings
- 2,776(indirect: By 401(k))
Common Stock
Footnotes (5)
- [F1]Represents shares of Common Stock issued on September 23, 2025, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan.
- [F2]Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.
- [F3]The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights.
- [F4]Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.
- [F5]The RSUs vest as to one-third of the shares on each anniversary date of grant.
Documents
Issuer
Axos Financial, Inc.
CIK 0001299709
Entity typeother
Related Parties
1- filerCIK 0001778031
Filing Metadata
- Form type
- 4
- Filed
- Sep 24, 8:00 PM ET
- Accepted
- Sep 25, 2:15 PM ET
- Size
- 9.9 KB