Ortigas-Wedekind Marga 4
4 · HeartBeam, Inc. · Filed Jun 20, 2024
Insider Transaction Report
Form 4
HeartBeam, Inc.BEAT
Ortigas-Wedekind Marga
Director
Transactions
- Award
Common Stock
2024-06-12+33,185→ 112,293 total
Holdings
- 16,824(indirect: See Footnote)
Common Stock
- 9,000
Warrant (right to buy)
Exercise: $6.00From: 2021-11-11Exp: 2026-11-11→ Common Stock (9,000 underlying) - 27,272
Common Stock (right to buy)
Exercise: $0.28Exp: 2030-05-12→ Common Stock (27,272 underlying) - 16,363
Common Stock (right to buy)
Exercise: $2.50Exp: 2031-06-15→ Common Stock (16,363 underlying)
Footnotes (4)
- [F1]These shares are held by the Wedekind Living Trust, of which the Reporting Person is the trustee.
- [F2]These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock of the Issuer. 100% of the RSUs shall vest on the earlier of June 12, 2025, or the date of the Issuer's 2025 annual meeting of stockholders, subject to the Reporting Person continuing to be an Outside Director (as defined in the Issuer's 2022 Equity Inventive Plan) through the applicable vesting date.
- [F3]Five forty-eighth of the shares vested on date of grant, May 12, 2020, one forty-eighth of the shares subject to the option vested June 12, 2020 and each one-month anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.
- [F4]One forty-eighth of the shares subject to the option vest on July 15, 2021 and each one-month anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.