Ferrari Richard 4
4 · HeartBeam, Inc. · Filed Jun 20, 2024
Insider Transaction Report
Form 4
HeartBeam, Inc.BEAT
Ferrari Richard
Director
Transactions
- Award
Common Stock
2024-06-12+44,247→ 149,724 total
Holdings
- 65,653(indirect: See Footnote)
Common Stock
- 181,818
Common Stock (right to buy)
Exercise: $2.50Exp: 2031-06-15→ Common Stock (181,818 underlying) - 27,272
Common Stock (right to buy)
Exercise: $0.28Exp: 2030-05-12→ Common Stock (27,272 underlying)
Footnotes (4)
- [F1]These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock of the Issuer. 100% of the RSUs shall vest on the earlier of June 12, 2025 or the date of the Issuer's 2025 annual meeting of stockholders, subject to the Reporting Person continuing to be an Outside Director (as defined in the Issuer's 2022 Equity Inventive Plan) through the applicable vesting date.
- [F2]These shares are held by the Ferrari Living Trust, of which the Reporting Person is the trustee.
- [F3]Five forty-eighth of the shares vested on date of grant, May 12, 2020, one forty-eighth of the shares subject to the option vested June 12, 2020 and each one-month anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.
- [F4]One forty-eighth of the shares subject to the option vest on June 15, 2021, and each one-month anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.