Home/Filings/4/0001779372-24-000014
4//SEC Filing

STROME MARK E 4

Accession 0001779372-24-000014

CIK 0001779372other

Filed

Jun 19, 8:00 PM ET

Accepted

Jun 20, 4:47 PM ET

Size

6.3 KB

Accession

0001779372-24-000014

Insider Transaction Report

Form 4
Period: 2024-06-12
STROME MARK E
10% Owner
Transactions
  • Award

    Common Stock

    2024-06-12+33,18557,146 total
Holdings
  • Common Stock

    (indirect: See Footnote)
    3,150,000
Footnotes (2)
  • [F1]These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock of the Issuer. 100% of the RSUs shall vest on the earlier of June 12, 2025 or the date of the Issuer's 2025 annual meeting of stockholders, subject to the Reporting Person continuing to be an Outside Director (as defined in the Issuer's 2022 Equity Inventive Plan) through the applicable vesting date.
  • [F2]The reported securities are held directly by Strome Mezzanine Fund II, LP, Mark E. Strome Living Trust and Strome Dynasty, LLC. Mr. Strome has the authority to vote and dispose of the reported securities held by each of these entities. Mr. Strome disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that Mr. Strome is a beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Issuer

HeartBeam, Inc.

CIK 0001779372

Entity typeother

Related Parties

1
  • filerCIK 0000919484

Filing Metadata

Form type
4
Filed
Jun 19, 8:00 PM ET
Accepted
Jun 20, 4:47 PM ET
Size
6.3 KB