Zabel Steven Andrew 4

4 · Unum Group · Filed Mar 3, 2026

AI-generated summary of this filing

Updated Mar 3, 2026

Unum (UNM) CFO Steven Zabel Receives 17,840 RSUs

What Happened

Steven Andrew Zabel, Chief Financial Officer of Unum Group (UNM), received a grant of 17,840 restricted stock units (stock-settled RSUs) on March 1, 2026 (reported on Form 4 filed March 3, 2026). The RSUs are reported at $0.00 per share for grant purposes; at the reported per-share price of $71.73 the grant’s market value is roughly $1.28 million.
To satisfy tax withholding related to vested RSUs, 7,377 shares were withheld (disposed) the same day in three withholding events: 2,430 shares ($174,304), 3,090 shares ($221,646), and 1,857 shares ($133,203), totaling $529,153. Transaction codes reported: A = award/grant, F = shares withheld for tax withholding.

Key Details

Transaction date: March 1, 2026 (Form 4 filed March 3, 2026 — timely filing).
Withheld (disposed) shares: 2,430 @ $71.73 ($174,304); 3,090 @ $71.73 ($221,646); 1,857 @ $71.73 ($133,203). Total withheld value: $529,153.
Award: 17,840 stock-settled RSUs granted at $0.00 (approx. $1.28M market value at $71.73/share).
Holdings/footnotes: filing notes multiple balances of RSUs and common shares (examples in footnotes include tens of thousands of RSUs and >70,000 common shares). Footnotes indicate RSUs are 1-for-1 stock-settled and fractional amounts were rounded.
Notable footnotes: the disposals were tax withholding (F1, F3, F5); the RSUs vest in three near-equal annual installments beginning March 1, 2027 (F7). This is not an open-market sale — it’s routine withholding to cover taxes on vesting.

Context

These transactions are compensation-related: the 17,840 RSUs are a grant (not an immediate open-market purchase) and will vest per the schedule noted; the withheld shares are a cashless method of satisfying tax obligations and do not necessarily indicate a sell decision by the insider.
For retail investors: grants and tax-withholdings are common when executives receive equity-based compensation. Purchases by insiders tend to be more informative of personal bullishness than standard compensation-related grants or withholdings.

Form 4

Period: 2026-03-01

EVP, Chief Financial Officer

Transactions

Tax Payment
Common Stock
[F1][F2]
2026-03-01$71.73/sh−2,430$174,304→ 109,901 total
Tax Payment
Common Stock
[F3][F4]
2026-03-01$71.73/sh−3,090$221,646→ 106,811 total
Tax Payment
Common Stock
[F5][F6]
2026-03-01$71.73/sh−1,857$133,203→ 104,954 total
Award
Common Stock
[F7][F8]
2026-03-01+17,840→ 122,794 total

Footnotes (8)

[F1]Shares withheld to satisfy tax withholding obligation applicable to the vesting of 6,566 stock-settled RSUs (as defined in footnote (2) below).
[F2]Includes 32,158 restricted stock units and 77,743 shares of common stock. All restricted stock units ("stock-settled RSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.
[F3]Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,350 stock-settled RSUs.
[F4]Includes 23,808 stock-settled RSUs and 83,003 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
[F5]Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,017 stock-settled RSUs.
[F6]Includes 18,791 stock-settled RSUs and 86,163 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
[F7]All are stock-settled RSUs, which vest in three near-equal annual installments beginning on March 1, 2027.
[F8]Includes 36,631 stock-settled RSUs and 86,163 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Signature

/s/ Jullienne, J. Paul, Attorney-in-Fact|2026-03-03

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