Home/Filings/4/0001781316-20-000001
4//SEC Filing

Barry James R. 4

Accession 0001781316-20-000001

CIK 0001585389other

Filed

Apr 23, 8:00 PM ET

Accepted

Apr 24, 3:27 PM ET

Size

8.3 KB

Accession

0001781316-20-000001

Insider Transaction Report

Form 4
Period: 2020-04-22
Barry James R.
CFO and Treasurer
Transactions
  • Award

    Long-Term Incentive Plan Units

    2020-04-22+8,250.88,250.8 total
    Exercise: $0.00Class A Common Stock (8,250.8 underlying)
  • Award

    Class A Common Stock

    2020-04-22+2,556.211,937.06 total
Footnotes (3)
  • [F1]Represents 2,556.20 shares of restricted stock issued to the Reporting Person pursuant to the Issuer's Employee and Director Long-Term Incentive Plan, which number is equal to 100% of the target number of shares of restricted stock to be issued upon vesting. The actual number of shares of restricted stock to be issued upon vesting can range from 0% to 200% of the number of shares reported, based on achievement of specified performance measures. Assuming the achievement of the specified performance measures, the shares of restricted stock, as adjusted, will vest no later than March 31, 2023.
  • [F2]Represents long-term incentive plan units ("LTIP Units") of SmartStop OP, L.P., the Issuer's operating partnership (the "Operating Partnership"). Vested LTIP Units are convertible into common units of the Operating Partnership ("Common Units"). Common Units are redeemable by the holder for, at the election of the Issuer, shares of Class A Common Stock of the Issuer on a one-for-one basis or the cash value of such shares.
  • [F3]Represents 8,250.80 LTIP Units issued to the Reporting Person pursuant to the Issuer's Employee and Director Long-Term Incentive Plan, which LTIP Units vest ratably over four years commencing on December 31, 2020, subject to the Reporting Person's continued employment or service through each vesting date.

Issuer

SmartStop Self Storage REIT, Inc.

CIK 0001585389

Entity typeother

Related Parties

1
  • filerCIK 0001781316

Filing Metadata

Form type
4
Filed
Apr 23, 8:00 PM ET
Accepted
Apr 24, 3:27 PM ET
Size
8.3 KB