4//SEC Filing
Barry James R. 4
Accession 0001781316-25-000006
CIK 0001585389other
Filed
Nov 11, 7:00 PM ET
Accepted
Nov 12, 4:41 PM ET
Size
12.3 KB
Accession
0001781316-25-000006
Insider Transaction Report
Form 4
Barry James R.
CFO and Treasurer
Transactions
- Purchase
Common Stock
2025-11-11$33.55/sh+600$20,130→ 3,375 total
Holdings
- 30,941.5
Class A-1 Units
Exercise: $0.00→ Common Stock (30,941.5 underlying) - 29,319
Long-Term Incentive Plan Units
Exercise: $0.00→ Common Stock (29,319 underlying) - 24,569.12
Long-Term Incentive Plan Units
Exercise: $0.00→ Common Stock (24,569.12 underlying) - 19,353.28
Long-Term Incentive Plan Units
Exercise: $0.00→ Common Stock (19,353.28 underlying)
Footnotes (7)
- [F1]Includes shares of Common Stock previously reported as being owned by the Reporting Person, less .83 shares of Common Stock that were redeemed by the Issuer in connection with a fractional share redemption conducted by the Issuer with respect to its outstanding Common Stock as of July 30, 2025.
- [F2]Represents long-term incentive plan units ("LTIP Units") of SmartStop OP, L.P., the Issuer's operating partnership (the "Operating Partnership"). Vested LTIP Units are convertible into common units of the Operating Partnership ("Common Units"). Common Units are redeemable by the holder for, at the election of the Issuer, shares of the Issuer's Common Stock on a one-for-one basis or the cash value of such shares.
- [F3]Represents 29,319 LTIP Units previously reported as being owned by the Reporting Person. The LTIP Units vest ratably over four years commencing on the first anniversary of the issuance thereof, subject to the Reporting Person's continued employment or service through each vesting date.
- [F4]Represents 24,569.12 LTIP Units previously reported as being owned by the Reporting Person. The LTIP Units vest ratably over a four-year period commencing on December 31 of the year of grant, subject to the Reporting Person's continued employment or service through each vesting date.
- [F5]Represents 19,353.28 LTIP Units previously reported as being owned by the Reporting Person, which number is equal to 200% of the target number of LTIP Units to be issued upon vesting. The actual number of LTIP Units to be issued upon vesting can range from 0% to 100% of the number of LTIP Units reported, based on achievement of specified performance measures.
- [F6]Represents Class A-1 limited partnership units ("Class A-1 Units") of the Operating Partnership. Class A-1 Units are redeemable by the holder for, at the election of the Issuer, shares of Common Stock of the Issuer on a one-for-one basis or the cash value of such shares.
- [F7]Represents 30,941.50 Class A-1 Units previously reported as being owned by the Reporting Person.
Documents
Issuer
SmartStop Self Storage REIT, Inc.
CIK 0001585389
Entity typeother
Related Parties
1- filerCIK 0001781316
Filing Metadata
- Form type
- 4
- Filed
- Nov 11, 7:00 PM ET
- Accepted
- Nov 12, 4:41 PM ET
- Size
- 12.3 KB