Loh Sally 4

4 · Otis Worldwide Corp · Filed Feb 10, 2026

AI-generated summary of this filing

Updated Feb 10, 2026

Otis (OTIS) President Sally Loh Receives 1,900 RSU Shares

What Happened

Sally Loh, President, Otis Greater China, had RSUs vest and convert into common stock: 1,570 shares on Feb 6, 2026 and 330 shares on Feb 7, 2026, for a total of 1,900 shares. The Form 4 shows the derivative securities (RSUs) converted/exercised (transaction code M) and the underlying shares issued; no cash proceeds were reported (dispositions at $0). This is a vesting/settlement event, not an open-market purchase or sale.

Key Details

Transaction dates and amounts:
- Feb 6, 2026: 1,570 RSUs converted to 1,570 common shares (Acquired: 1,570; Disposed as derivative: 1,570 at $0).
- Feb 7, 2026: 330 RSUs converted to 330 common shares (Acquired: 330; Disposed as derivative: 330 at $0).
Total shares received: 1,900 common shares.
Report filed: Feb 10, 2026 — filing appears timely (within the two business-day Form 4 deadline).
Shares owned after transaction: not disclosed in the supplied filing details.
Footnotes: F1 notes RSUs convert one-for-one to common stock and include dividend equivalents credited as additional RSUs. F2 and F3 state these were scheduled vesting installments from grants made Feb 6, 2024 (second installment vested) and Feb 7, 2023 (final installment vested), respectively.
No 10b5-1 plan, tax‑withholding sale, or cash proceeds are indicated in the provided notes.

Context

These entries reflect RSU vesting/settlement (derivative conversion) rather than a market buy or sale. The $0 disposal entries reflect cancellation/conversion of the RSU derivative, not a taxable sale or cashless exercise that generated proceeds. Vesting events are common compensation occurrences and do not by themselves indicate the insider’s market view.

Form 4

Period: 2026-02-06

President, Otis Greater China

Transactions

Exercise/Conversion
Common Stock
[F1]
2026-02-06+1,570→ 44,185 total
Exercise/Conversion
Common Stock
[F1]
2026-02-07+330→ 44,515 total
Exercise/Conversion
Restricted Stock Units
[F1][F2]
2026-02-06−1,570→ 1,579 total
→ Common Stock (1,570 underlying)
Exercise/Conversion
Restricted Stock Units
[F1][F3]
2026-02-07−330→ 0 total
→ Common Stock (330 underlying)

Footnotes (3)

[F1]Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.
[F2]On February 6, 2024, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The second installment vested on the Transaction Date.
[F3]On February 7, 2023, the reporting person was granted RSUs vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. The last installment vested on the Transaction Date.

Signature

Susan Grady, Attorney-in-Fact|2026-02-10

1 file