MILLER DAVID N 4
4 · Morgan Stanley Direct Lending Fund · Filed Dec 4, 2020
Insider Transaction Report
Form 4
MILLER DAVID N
Director
Transactions
- Purchase
Common Stock, par value $0.001 per share
2020-12-01$20.52/sh+583.578$11,975→ 2,663.931 total(indirect: See Footnote) - Other
Common Stock, par value $0.001 per share
2020-09-30+0.261→ 2,080.353 total(indirect: See Footnote)
Footnotes (2)
- [F1]Due to the failure of certain investors ("Defaulting Investors") to pay the portions of their respective capital commitment payable on September 28, 2020, as required under subscription agreements between such investors and Morgan Stanley Direct Lending Fund (the "Company"), 50% of the shares of the Company's common stock, par value $0.001 per share (the "Common Stock"), held by such Defaulting Investors were forfeited and transferred on the books of the Company to other subscribers pro rata in accordance with the respective interests of such other subscribers. As a result, 0.261 shares of Common Stock were allocated to Mr. Miller for no additional consideration.
- [F2]Mr. Miller is the owner of the MSSB C/F David Nathan Miller IRA, which owns the reported securities.