Grant Geoffrey T 4
4 · CADIZ INC · Filed Jul 2, 2020
Insider Transaction Report
Form 4
CADIZ INCCDZI
Grant Geoffrey T
Director
Transactions
- Award
Common Stock
2020-06-30$10.70/sh+2,337$25,004→ 94,313 total - Award
Common Stock
2020-07-01$10.21/sh+1,224$12,503→ 95,537 total
Holdings
- 30,500(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2020, which shares will vest on January 31, 2021.
- [F2]These shares were allocated to the Reporting Person under the 2019 Equity Incentive Plan in lieu of cash compensation for services rendered as a director of the Issuer for the 3-month period beginning July 1, 2020.
- [F3]These shares are held in five separate trusts, each holding 6,100 shares for the benefit of a child of the Reporting Person. The trustee of these trusts is not a member of the Reporting Person's immediate family. The Reporting Person disclaims beneficial ownership for the securities held by these trusts.