DILLER KEETA JANE 4
4 · SB FINANCIAL GROUP, INC. · Filed Dec 31, 2019
Insider Transaction Report
Form 4
DILLER KEETA JANE
EVP OF SUBSIDIARY
Transactions
- Conversion
COMMON STOCK
2019-12-26+2,477→ 9,465 total - Conversion
SERIES A 6.50% PREFERRED STOCK
2019-12-26−2,500→ 0 totalExercise: $0.00→ COMMON STOCK (2,477 underlying)
Holdings
- 8,737(indirect: ESOP)
COMMON STOCK
- 2,165
COMMON STOCK
Footnotes (2)
- [F1]THE SHARES WERE ACQUIRED PURSUANT TO A GRANT OF RESTRICTED STOCK UNITS UNDER THE COMPANY'S STOCK INCENTIVE PLAN. THE AWARD VESTS IN FOUR EQUAL INSTALLMENTS BEGINNING FEBRUARY 5TH. 2016 AWARD=1,200; 900 SHS VESTED=300 2017 AWARD=1,200; 600 SHS VESTED=600 2018 AWARD=780; 195 SHS VESTED=585 2019 AWARD=680 (300+600+585+680=2,165)
- [F2]THE SERIES A CONVERTIBLE PREFERRED STOCK WAS CONVERTIBLE INTO COMMON STOCK AFTER 5 YEARS AND HAD NO EXPIRATION DATE. THE ISSUER EXERCISES ITS RIGHT TO MANDATORILY CONVERT ALL OUTSTANDING SHARES OF SERIES A PREFERRED STOCK EFFECTIVE DECEMBER 26, 2019. AS OF SUCH DATE, EACH SHARE OF SERIES A PREFERRED STOCK WAS CONVERTED AT A CONVERSION RATE OF .9908093