SCOTTS MIRACLE-GRO CO·4

Jul 6, 10:50 AM ET

Baxter Nathan Eric 4

4 · SCOTTS MIRACLE-GRO CO · Filed Jul 6, 2026

Research Summary

AI-generated summary of this filing

Updated

SMG 10% Owner Nathan Baxter Receives 29,168-Share Award

What Happened Nathan E. Baxter, reported as a 10% owner of Scotts Miracle‑Gro Co. (SMG), had two reported acquisitions: a grant of 29,168 shares (reported at $0.00) on July 1, 2026, and an "other acquisition" of 95.383 shares on June 30, 2026 at $52.42 per share for a total of $5,000. Both entries are acquisitions (an award/grant plus a small purchase/other acquisition), which are purchases rather than sales.

Key Details

  • Transaction dates and details:
    • 2026-06-30 — Other acquisition (code J): 95.383 shares @ $52.42 = $5,000.
    • 2026-07-01 — Grant/award (code A): 29,168 shares @ $0.00 (reported value $0).
  • Filing: Form 4 filed 2026-07-06 for the June 30–July 1 transactions; this is after the typical 2-business-day deadline and may be late.
  • Shares owned after the transactions: not disclosed in the filing.
  • Footnote: F1 states Baxter may be deemed to beneficially own shares held by Hagedorn Partnership, L.P., where he is a general partner; the reported ownership and interest reflect partnership holdings (he’s a 10% owner via that entity).
  • Transaction codes: A = award/grant (likely compensation/RSUs); J = other acquisition/disposition.

Context Grants (code A) are commonly compensation-related (e.g., RSUs or restricted stock) and do not necessarily signal the insider purchasing shares in the open market. The small J acquisition ($5k) is a minor buy. As a 10% owner with partnership holdings, these reported movements may reflect partnership-level allocations or compensation rather than routine open‑market investing.

Insider Transaction Report

Form 4
Period: 2026-07-01
Baxter Nathan Eric
DirectorPresident and CEO10% Owner
Transactions
  • Other

    Common Shares

    2026-06-30$52.42/sh+95.383$5,00061,209.178 total
  • Award

    Common Shares

    2026-07-01+29,16890,377.178 total
Holdings
  • Common Shares

    [F1]
    (indirect: HPLP)
    36,993
Footnotes (1)
  • [F1]Pursuant to Exchange Act Rule 16a-1(a)(1), the reporting person may be deemed, solely for purposes of determining whether he is a beneficial owner of more than 10% of the common shares of the Issuer ("Common Shares"), to be the beneficial owner of the securities of the Issuer that are held by Hagedorn Partnership, L.P., a Delaware limited partnership in which the reporting person is a general partner (the "Partnership"). Represents the aggregate proportionate interest of the reporting person and those family members in whose holdings he may be deemed to have a pecuniary interest, in Common Shares held by the Partnership.
Signature
/s/ Kathy L. Uttley as attorney-in-fact for Nathan E. Baxter|2026-07-06

Documents

1 file
  • 4
    wk-form4_1783349432.xmlPrimary

    FORM 4