Swann Matthew J 4
4 · Heritage Distilling Holding Company, Inc. · Filed May 27, 2025
Insider Transaction Report
Form 4
Swann Matthew J
Director
Transactions
- Award
Restricted Stock Units
2025-05-22+100,000→ 100,000 total→ Common Stock (100,000 underlying) - Exercise/Conversion
Restricted Stock Units
2025-05-22−102,000→ 0 total→ Common Stock (102,000 underlying) - Exercise/Conversion
Common Stock
2025-05-22$0.53/sh+102,000$54,060→ 105,750 total - Award
Restricted Stock Units
2025-05-22+2,000→ 102,000 total→ Common Stock (2,000 underlying)
Footnotes (3)
- [F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.
- [F2]The RSUs vested in full immediately upon grant on May 22, 2025.
- [F3]The reporting person was awarded the RSUs on January 6, 2025, subject to approval by the issuer's board of directors. The RSUs were formally granted on May 22, 2025, following such board approval.