Marker Beth A 4
4 · Heritage Distilling Holding Company, Inc. · Filed May 27, 2025
Insider Transaction Report
Form 4
Marker Beth A
SVP of Retail Operations
Transactions
- Exercise/Conversion
Restricted Stock Units
2025-05-22−96,054→ 0 total→ Common Stock (96,054 underlying) - Award
Restricted Stock Units
2025-05-22+53,006→ 53,006 total→ Common Stock (53,006 underlying) - Exercise/Conversion
Restricted Stock Units
2025-05-24−1,500→ 0 total→ Common Stock (1,500 underlying) - Exercise/Conversion
Common Stock
2025-05-22$0.53/sh+96,054$50,909→ 104,559 total - Exercise/Conversion
Common Stock
2025-05-24$0.54/sh+1,500$810→ 106,059 total - Award
Restricted Stock Units
2025-05-22+43,048→ 96,054 total→ Common Stock (43,048 underlying)
Footnotes (4)
- [F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.
- [F2]The RSUs vested in full immediately upon grant on May 22, 2025.
- [F3]The reporting person was awarded the RSUs on November 25, 2024, subject to approval by the issuer's board of directors. The RSUs were formally granted on May 22, 2025, following such board approval.
- [F4]The RSUs were granted on June 5, 2024 subject to a vesting condition tied to the expiration of a lock-up agreement. The RSUs vested and settled on May 24, 2025 upon the lock-up's expiration.