Perkins Danielle B 4

4 · Heritage Distilling Holding Company, Inc. · Filed May 27, 2025

Form 4

Period: 2025-05-22

SVP of Wholesale Operations

Transactions

Exercise/Conversion
Common Stock
2025-05-22$0.53/sh+110,422$58,524→ 110,422 total
Award
Restricted Stock Units
2025-05-22+36,046→ 110,422 total
→ Common Stock (36,046 underlying)
Award
Restricted Stock Units
2025-05-22+74,376→ 74,376 total
→ Common Stock (74,376 underlying)
Exercise/Conversion
Common Stock
2025-05-24$0.53/sh+2,500$1,325→ 112,922 total
Exercise/Conversion
Restricted Stock Units
2025-05-24−2,500→ 0 total
→ Common Stock (2,500 underlying)
Exercise/Conversion
Restricted Stock Units
2025-05-22−110,422→ 0 total
→ Common Stock (110,422 underlying)

Footnotes (4)

[F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.
[F2]The RSUs vested in full immediately upon grant on May 22, 2025.
[F3]The reporting person was awarded the RSUs on November 25, 2024, subject to approval by the issuer's board of directors. The RSUs were formally granted on May 22, 2025, following such board approval.
[F4]The RSUs were granted on June 5, 2024 subject to a vesting condition tied to the expiration of a lock-up agreement. The RSUs vested and settled on May 24, 2025 upon the lock-up's expiration.

Documents

1 file