Varga Andrew M. 4
4 · Heritage Distilling Holding Company, Inc. · Filed Aug 19, 2025
Insider Transaction Report
Form 4
Varga Andrew M.
Director
Transactions
- Purchase
Pre-Funded Warrant to Purchase Common Stock
2025-08-15$0.60/sh+300,000$181,260→ 300,000 total(indirect: By IRA)Exercise: $0.00→ Common Stock (300,000 underlying)
Footnotes (2)
- [F1]The securities reported herein were issued to the reporting person by Heritage Distilling Holding Company, Inc. (the "Issuer") in connection with that certain subscription agreement by and between the reporting person and the Issuer, dated August 11, 2025, as amended on August 15, 2025 (the "Subscription Agreement"), pursuant to which the reporting person purchased pre-funded warrants (the "Warrants") that are exercisable for shares of the Issuer's common stock, par value $0.0001 per share. The Warrants will be automatically exercised on a cashless basis upon the receipt of the Stockholder Approval (as defined in the Subscription Agreement).
- [F2]The reported securities are held in the name of Charles Schwab & Co. Inc., custodian for the benefit of Andrew Varga's contributory individual retirement account ("IRA"). The reporting person may be deemed to beneficially own the securities held by the IRA.