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4//SEC Filing

Bandy Barton P. 4

Accession 0001790300-21-000011

CIK 0001427570other

Filed

Sep 16, 8:00 PM ET

Accepted

Sep 17, 7:07 PM ET

Size

8.9 KB

Accession

0001790300-21-000011

Insider Transaction Report

Form 4
Period: 2021-07-22
Bandy Barton P.
DirectorPresident and CEO
Transactions
  • Award

    Common Stock, $0.001 par value per share

    2021-07-22+225,9061,186,006 total
  • Award

    Common Stock, $0.001 par value per share

    2021-07-22+960,100960,100 total
  • Sale

    Common Stock, $0.001 par value per share

    2021-09-10$2.89/sh294,494$851,088891,512 total
Footnotes (4)
  • [F1]These shares will vest and be issued with respect to 480,050 shares on July 22, 2021 and the remaining shares vesting monthly thereafter for 36 months pursuant to a restricted stock unit granted under the ReShape Lifesciences Inc. Second Amended and Restated 2003 Stock Incentive Plan.
  • [F2]These shares will vest and be issued monthly over 36 months beginning on July 22, 2021 pursuant to a restricted stock unit granted under the ReShape Lifesciences Inc. Second Amended and Restated 2003 Stock Incentive Plan.
  • [F3]These shares were sold to cover taxes in connection with the vesting of restricted stock units.
  • [F4]The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.88 to $2.90, inclusive. The Reporting Person undertakes to provide to ReShape Lifesciences Inc., any security holder of ReShape Lifesciences Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (4) to this Form 4.

Issuer

ReShape Lifesciences Inc.

CIK 0001427570

Entity typeother

Related Parties

1
  • filerCIK 0001773309

Filing Metadata

Form type
4
Filed
Sep 16, 8:00 PM ET
Accepted
Sep 17, 7:07 PM ET
Size
8.9 KB