ARGAN INC·4

Apr 22, 5:00 PM ET

Collins Charles Edwin IV 4

4 · ARGAN INC · Filed Apr 22, 2026

Research Summary

AI-generated summary of this filing

Updated

ARGAN (AGX) CEO Collins Exercises Options and Sells Shares

What Happened

  • Collins Charles Edwin IV (CEO) exercised options to acquire a total of 13,568 shares of ARGAN common stock on April 20–21, 2026 and sold those same shares on the open market the same days. Exercise costs totaled about $539,704 and gross sale proceeds were about $8,404,979 — a difference of roughly $7.87M.
  • Breakout by date/lot:
    • 2026-04-20: Exercised 2,500 shares at $39.47 ($98,675) and sold 2,500 shares at $610.00 ($1,525,000). (Footnotes F1–F2)
    • 2026-04-21: Exercised 5,000 at $36.78 ($183,900), 5,235 at $33.81 ($176,995), 500 at $61.22 ($30,610) and 333 at $148.72 ($49,524) — total 11,068 shares exercised ($441,029) — and sold 11,068 shares at an average $621.61 ($6,879,979). (Footnotes F3–F7)
  • This pattern — exercising options and then selling the exact shares the same day — is commonly a cashless exercise or immediate sale of exercised shares (not necessarily a separate open-market buy).

Key Details

  • Transaction dates & prices:
    • Apr 20, 2026: 2,500 exercised @ $39.47; sold @ $610.00.
    • Apr 21, 2026: 11,068 exercised across four option grants @ $33.81–$148.72; sold @ ~$621.61 avg.
  • Aggregate: 13,568 shares exercised; exercise cost ≈ $539,704; gross sale proceeds ≈ $8,404,979.
  • Shares owned after transaction: Not disclosed in the provided filing excerpt.
  • Footnotes: Exercises relate to option awards dated Apr 16, 2020; Apr 18, 2022; Apr 17, 2023; Apr 16, 2024; and Apr 10, 2025 (see F1–F6). Sales were open-market transactions (F2, F7).
  • Filing timeliness: Form 4 filed 2026-04-22 for transactions on Apr 20–21, 2026 — this appears to be within the standard two-business-day reporting window.

Context

  • For options-related filings: because the exercised shares were sold the same day for the same amounts exercised, these transactions function like cashless exercises — the insider converted option value to cash rather than adding long-term stock exposure. That is a routine executive liquidity event and should be viewed as such (factual, not a judgment on company prospects).
  • No indication in the excerpt of a 10b5-1 plan, gifts, or tax-withholding share retention; the filing shows open-market sales following exercise.

Insider Transaction Report

Form 4
Period: 2026-04-20
Collins Charles Edwin IV
CHIEF EXECUTIVE OFFICER, GEMMA
Transactions
  • Exercise/Conversion

    Common Stock

    [F1]
    2026-04-20$39.47/sh+2,500$98,67532,820 total
  • Sale

    Common Stock

    [F2]
    2026-04-20$610.00/sh2,500$1,525,00030,320 total
  • Exercise/Conversion

    Common Stock

    [F3]
    2026-04-21$36.78/sh+5,000$183,90035,320 total
  • Exercise/Conversion

    Common Stock

    [F4]
    2026-04-21$33.81/sh+5,235$176,99540,555 total
  • Exercise/Conversion

    Common Stock

    [F5]
    2026-04-21$61.22/sh+500$30,61041,055 total
  • Exercise/Conversion

    Common Stock

    [F6]
    2026-04-21$148.72/sh+333$49,52441,388 total
  • Sale

    Common Stock

    [F7]
    2026-04-21$621.61/sh11,068$6,879,97930,320 total
  • Exercise/Conversion

    Option to Purchase Common Stock

    [F1]
    2026-04-20$39.47/sh2,500$98,67512,567 total
    Exercise: $39.47From: 2024-04-17Exp: 2033-04-17Common Stock (2,500 underlying)
  • Exercise/Conversion

    Option to Purchase Common Stock

    [F3]
    2026-04-21$36.78/sh5,000$183,9007,567 total
    Exercise: $36.78From: 2023-04-18Exp: 2032-04-18Common Stock (5,000 underlying)
  • Exercise/Conversion

    Option to Purchase Common Stock

    [F4]
    2026-04-21$33.81/sh5,235$176,9952,332 total
    Exercise: $33.81From: 2021-04-16Exp: 2030-04-16Common Stock (5,235 underlying)
  • Exercise/Conversion

    Option to Purchase Common Stock

    [F5]
    2026-04-21$61.22/sh500$30,6101,832 total
    Exercise: $61.22From: 2025-04-16Exp: 2034-04-16Common Stock (500 underlying)
  • Exercise/Conversion

    Option to Purchase Common Stock

    [F6]
    2026-04-21$148.72/sh333$49,5241,499 total
    Exercise: $148.72From: 2026-04-10Exp: 2035-04-10Common Stock (333 underlying)
Footnotes (7)
  • [F1]On April 20, 2026, the Reporting Person exercised his stock option awarded on April 17, 2023 to purchase 2,500 shares of the Issuer's common stock at a price of $39.47 per share.
  • [F2]On April 20, 2026, the Reporting Person sold 2,500 shares of the Issuer's common stock on the open market at a price of $610 per share.
  • [F3]On April 21, 2026, the Reporting Person exercised his stock option awarded on April 18, 2022 to purchase 5,000 shares of the Issuer's common stock at a price of $36.78 per share.
  • [F4]On April 21, 2026, the Reporting Person exercised the remaining portion of his stock option awarded on April 16, 2020 to purchase 5,235 shares of the Issuer's common stock at a price of $33.81 per share.
  • [F5]On April 21, 2026, the Reporting Person exercised a portion of his stock option awarded on April 16, 2024 to purchase 500 shares of the Issuer's common stock at a price of $61.22 per share.
  • [F6]On April 21, 2026, the Reporting Person exercised a portion of his stock option awarded on April 10, 2025 to purchase 333 shares of the Issuer's common stock at a price of $148.72 per share.
  • [F7]On April 21, 2026, the Reporting Person sold 11,068 shares of the Issuer's common stock on the open market at an average price of $621.61 per share.
Signature
/s/ Charles E. Collins IV|2026-04-22

Documents

1 file
  • 4
    form4-04222026_050404.xmlPrimary