Bradley Thomas Alcott 4
4 · StepStone Group Inc. · Filed Mar 25, 2021
Insider Transaction Report
Form 4
Transactions
- Gift
Class B Common Stock
2020-09-30−112,740→ 3,667,044 total - Conversion
Class B Units
2021-03-23−300,000→ 3,367,044 total→ Class A Common Stock (300,000 underlying) - Disposition to Issuer
Class B Common Stock
2021-03-23$0.00/sh−300,000$300→ 3,367,044 total - Sale
Class A Common Stock
2021-03-23$28.32/sh−300,000$8,496,000→ 13,380 total - Gift
Class B Units
2020-09-30+112,740→ 791,682 total(indirect: By LLC)→ Class A Common Stock (112,740 underlying) - Gift
Class B Common Stock
2020-09-30+112,740→ 791,682 total(indirect: By LLC) - Conversion
Class A Common Stock
2021-03-23+300,000→ 313,380 total - Gift
Class B Units
2020-09-30−112,740→ 3,667,044 total→ Class A Common Stock (112,740 underlying)
Footnotes (3)
- [F1]On March 23, 2021, the Reporting Person exchanged 300,000 Class B Units of StepStone Group LP for 300,000 shares of Class A Common Stock. In connection with the exchange, 300,000 shares of Class B Common Stock were automatically redeemed and cancelled.
- [F2]The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled.
- [F3]On March 23, 2021, the Reporting Person sold shares of Class A Common Stock in a secondary offering of Class A Common Stock by certain selling stockholders of the Issuer.