Randel Johnny D 4
4 · StepStone Group Inc. · Filed Oct 4, 2021
Insider Transaction Report
Form 4
Randel Johnny D
Chief Financial Officer
Transactions
- Disposition to Issuer
Class B Common Stock
2021-09-30$0.00/sh−75,000$75→ 1,259,626 total - Sale
Class A Common Stock
2021-10-04$41.85/sh−7,193$301,027→ 83,695 total - Conversion
Class B Units
2021-09-30−75,000→ 1,259,626 total→ Class A Common Stock (75,000 underlying) - Conversion
Class A Common Stock
2021-09-30+75,000→ 106,300 total - Sale
Class A Common Stock
2021-10-01$41.75/sh−15,412$643,451→ 90,888 total
Footnotes (4)
- [F1]On September 30, 2021, the Reporting Person exchanged 75,000 Class B Units of StepStone Group LP (the "Partnership") for 75,000 shares of Class A Common Stock. In connection with the exchange, 75,000 shares of Class B Common Stock were automatically redeemed and cancelled.
- [F2]The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled.
- [F3]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $40.00 to $42.64. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F4]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $40.84 to $42.78. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.