Lim James 4
4 · StepStone Group Inc. · Filed Sep 13, 2023
Insider Transaction Report
Form 4
Lim James
10% Owner
Transactions
- Sale
Class A Common Stock
2023-09-12$31.64/sh−43,515$1,376,815→ 6,738,419 total(indirect: By LLC) - Sale
Class A Common Stock
2023-09-11$31.42/sh−31,648$994,380→ 6,781,934 total(indirect: By LLC) - Sale
Class A Common Stock
2023-09-13$31.76/sh−53,925$1,712,658→ 6,684,494 total(indirect: By LLC)
Footnotes (3)
- [F1]This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $31.00 to $31.62. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F2]This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $31.12 to $31.81. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F3]This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $31.46 to $32.04. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.