Potti Manish 4
4 · Ocugen, Inc. · Filed Jun 17, 2021
Insider Transaction Report
Form 4
Ocugen, Inc.OCGN
Potti Manish
Director
Transactions
- Exercise of In-Money
Common Stock
2021-06-15$6.30/sh+95,880$604,044→ 159,309 total(indirect: By LLC) - Exercise of In-Money
Warrant (Right to Buy)
2021-06-15−95,880→ 0 total(indirect: By LLC)Exercise: $6.30From: 2019-09-27Exp: 2026-12-15→ Common Stock (95,880 underlying) - Sale
Common Stock
2021-06-15$8.86/sh−68,185$604,119→ 91,124 total(indirect: By LLC)
Footnotes (2)
- [F1]The Reporting Person is a managing member of Scotland Parkway LLC and has voting and investment power over securities held by Scotland Parkway LLC.
- [F2]On June 15, 2021, the Reporting Person exercised a warrant to purchase 95,880 shares of common stock for $6.30 a share. The Reporting Person paid the exercise price on a cashless basis, resulting in the Company's withholding of 68,185 of the warrant shares to pay the exercise price and issuing to the Reporting Person the remaining 27,695 shares. The Company also paid $4.89 to the Reporting Person in lieu of a fractional share.