3//SEC Filing
LBT 2019 Trust 3
Accession 0001800607-20-000002
CIK 0000102426other
Filed
Jan 20, 7:00 PM ET
Accepted
Jan 21, 1:13 PM ET
Size
5.9 KB
Accession
0001800607-20-000002
Insider Transaction Report
Form 3
LBT 2019 Trust
10% Owner
Holdings
- 5,678,000
COMMON STOCK
Footnotes (3)
- [F1]On January 16, 2020, the Reporting Person (also referred to as the 2019 Trust) received a distribution of 5,678,000 shares (the Shares) of Boulder Growth & Income Fund, Inc. (the Company) from an affiliated trust, the Lola Brown Trust No. 1B (LB Trust). The Reporting Person received the Shares in accordance with its governing trust instrument on behalf of its beneficiaries, Stewart R. Horejsi, Susan L. Ciciora, John S. Horejsi, John X. Ciciora, Jack S. Ciciora, Amanda N. Ciciora and Courtney M. Ciciora (the Beneficiaries). Under the terms of the 2019 Trust, each Beneficiary has the right to appoint their respectively allocated Shares in their discretion. It is anticipated, however, that the Beneficiares will appoint their allocated Shares to existing or new trusts with respect to which each is or will be the grantor.
- [F2]The trustee of the 2019 Trust is Peak Trust Company-AK, which may be deemed to control the 2019 Trust. As a result of being a beneficiary under the 2019 Trust and his advisory role with the 2019 Trust, Stewart R. Horejsi may be deemed to have indirect beneficial ownership of the Shares directly beneficially owned by the 2019 Trust. However, Mr. Horejsi disclaims such beneficial ownership of the shares directly beneficially held by the 2019 Trust.
- [F3]The 2019 Trust and trusts, persons and entities affiliated with the 2019 Trust, including LB Trust, Ernest Horejsi Trust No. 1B, Mildred B. Horejsi Trust, Stewart R. Horejsi Trust No. 2, STewart West Indies Trust, Susan L. Ciciora Trust and Susan L. Ciciora own an aggregate of 45,384,254 shares of the Company.
Documents
Issuer
BOULDER GROWTH & INCOME FUND
CIK 0000102426
Entity typeother
IncorporatedAK
Related Parties
1- filerCIK 0001800607
Filing Metadata
- Form type
- 3
- Filed
- Jan 20, 7:00 PM ET
- Accepted
- Jan 21, 1:13 PM ET
- Size
- 5.9 KB