4/A//SEC Filing
John S. Horejsi Trust 4/A
Accession 0001800639-20-000003
CIK 0000102426other
Filed
Jun 21, 8:00 PM ET
Accepted
Jun 22, 12:27 PM ET
Size
7.1 KB
Accession
0001800639-20-000003
Insider Transaction Report
Form 4/AAmended
John S. Horejsi Trust
10% Owner
Transactions
- Purchase
COMMON STOCK
2020-06-18$9.54/sh+20,749$197,842→ 677,847 total
Footnotes (4)
- [F1]This Form 4A amends the original Form 4 filed on 6/16/2020 as follows: (i) the "Transaction Date" (Item 2, Table I) is changed to 6/18/2020 to reflect the date the Shares were actually received by the Reporting Person and (ii) the "Price" (Item 4, Table I) is changed to $9.535 to reflect the valuation attributable to the Shares on such amended date. All other information remains unchanged.
- [F2]On June 18, 2020, the Reporting Person (also referred to as the "JSHT") received a distribution of 20,749 shares (the "Shares") of Boulder Growth & Income Fund, Inc. (the "Company") from an affiliated trust, the Lola Brown Trust No. 1B (the "Trust"). The Trust distributed the Shares to the Reporting Person at the request of John S. Horejsi, who is a discretionary beneficiary of the Trust and the grantor of the JSHT.
- [F3]The trustee of the JSHT is Peak Trust Company-AK, which may be deemed to control the JSHT. As a result of his advisory role with the JSHT, Stewart R. Horejsi may be deemed to have indirect beneficial ownership of the Shares directly beneficially owned by the JSHT. However, Mr. Horejsi disclaims such beneficial ownership of the Shares directly beneficially held by the JSHT.
- [F4]The JSHT and trusts, persons and entities affiliated with the JSHT, including the Trust, the LBT 2019 Trust, Ernest Horejsi Trust No. 1B, Mildred B. Horejsi Trust, Stewart R. Horejsi Trust No. 2, Stewart West Indies Trust, Susan L. Ciciora Trust, John X. Ciciora Trust, Jack S. Ciciora Trust, Amanda N. Ciciora Trust, Courtney M. Ciciora Trust and Susan L. Ciciora own an aggregate of 45,384,254 shares of the Company.
Documents
Issuer
BOULDER GROWTH & INCOME FUND
CIK 0000102426
Entity typeother
IncorporatedAK
Related Parties
1- filerCIK 0001800639
Filing Metadata
- Form type
- 4/A
- Filed
- Jun 21, 8:00 PM ET
- Accepted
- Jun 22, 12:27 PM ET
- Size
- 7.1 KB