Legorreta Pablo G. 4
4 · Royalty Pharma plc · Filed May 14, 2025
Insider Transaction Report
Form 4
Legorreta Pablo G.
DirectorCEO, Chairman of the Board
Transactions
- Gift
Class B Ordinary Shares
2025-05-12−867,180→ 0 total(indirect: By Spouse)Exercise: $0.00→ Class A Ordinary Shares (867,180 underlying) - Gift
Class B Ordinary Shares
2025-05-12+867,180→ 0 totalExercise: $0.00→ Class A Ordinary Shares (867,180 underlying)
Holdings
- 9,700,000(indirect: By LLC)
Class B Ordinary Shares
Exercise: $0.00→ Class A Ordinary Shares (9,700,000 underlying)
Footnotes (3)
- [F1]Reflects an exempt gift for no consideration of Class B ordinary shares ("Class B Shares") of Royalty Pharma Holdings Ltd ("RPH") from the reporting person's spouse to the reporting person. The Class B Shares held by the reporting person's spouse were originally received in an exempt pro rata distribution pursuant to Rule 16a-9(a).
- [F2]Each Class B Share may be converted at any time into an equivalent number of Class A ordinary shares of the Issuer on a one-for-one basis (at which time, a corresponding number of Class B ordinary shares will also be forfeited and redesignated on a one-for-one basis), and there is no expiration date for such conversion.
- [F3]Reflects the exempt transfer pursuant to Rule 16a-13 of Class B Shares from the reporting person and the GST-Exempt Legorreta 2020 Family Trust to PL RPH AIV, LLC, which is solely beneficially owned by the reporting person. The Class B Shares transferred by the reporting person and the GST-Exempt Legorreta 2020 Family Trust were originally received in exempt pro rata distributions pursuant to Rule 16a-9(a) and the gift transaction reported in this filing.