Legorreta Pablo G. 4

4 · Royalty Pharma plc · Filed Aug 8, 2025

Form 4

Period: 2025-08-06

DirectorCEO, Chairman of the Board

Transactions

Gift
LP interests in RPI US Partners 2019, LP
2025-08-08−60,000→ 692,701 total
→ Class A Ordinary Shares (600,000 underlying)
Award
Class A Ordinary Shares
2025-08-06+21,901→ 904,396 total

Holdings

Class A Ordinary Shares
(indirect: By Son)
10,000
LP interests in RPI US Partners 2019, LP
(indirect: By Spouse)
Exercise: $0.00→ Class A Ordinary Shares (1,470,140 underlying)
147,014
Class A Ordinary Shares
(indirect: By Trust)
41,306
Class A Ordinary Shares
(indirect: By Tata MC 35 Ltd.)
292,190
Class A Ordinary Shares
(indirect: By Trust)
600,000
LP interests in RPI US Partners 2019, LP
(indirect: By LLC)
Exercise: $0.00→ Class A Ordinary Shares (37,074,880 underlying)
3,707,488
Class A Ordinary Shares
(indirect: By Spouse)
6,930
Class A Ordinary Shares
(indirect: By LLC)
460,139
Class A Ordinary Shares
(indirect: By IRRA)
123,310
Class A Ordinary Shares
(indirect: By Trust)
1,040,410
LP interests in RPI US Partners 2019, LP
(indirect: By LLC)
Exercise: $0.00→ Class A Ordinary Shares (18,323,630 underlying)
1,832,363
Class A Ordinary Shares
(indirect: By Daughter)
10,000
Class A Ordinary Shares
(indirect: By IRA)
118,500
Class A Ordinary Shares
(indirect: By Trust)
901,590

Footnotes (3)

[F1]Reflects the exempt acquisition by the Reporting Person pursuant to Rule 16b-3 of Class A Ordinary Shares of the Issuer in connection with the settlement of Equity Performance Awards.
[F2]No limited partnership interests in RPI US Partners 2019, LP ("RPI US LP") are being exchanged by the Reporting Person. Each limited partnership interest in RPI US LP ("RPI US LP Interest") may be exchanged for ten Class B Interests in Royalty Pharma Holdings Limited ("Holdings"). Each Class B Interest in Holdings so distributed will be exchanged for one Class A Ordinary Share of the Issuer. Any exchanges will be made pursuant to the terms of the Amended and Restated Exchange Agreement. No additional value will be paid by the Reporting Person in connection with an exchange.
[F3]Represents RPI US LP Interests. Each RPI US LP Interest can be exchanged for ten Class B Interests in Holdings at any time and for no additional value, which exchange right does not expire until so converted. Upon such exchange, each Class B Interest in Holdings issued in exchange for a RPI US LP Interest will be exchanged for one Class A Ordinary Share of the Issuer for no additional value.

Documents

1 file