4//SEC Filing
Kohn Bernhard L III 4
Accession 0001803914-23-000008
CIK 0001803914other
Filed
Feb 2, 7:00 PM ET
Accepted
Feb 3, 9:44 PM ET
Size
14.2 KB
Accession
0001803914-23-000008
Insider Transaction Report
Form 4
PLBY Group, Inc.PLBY
Kohn Bernhard L III
DirectorCEO & President
Transactions
- Exercise/Conversion
Common Stock
2023-02-01$2.56/sh+75,361$192,630→ 125,361 total(indirect: By Trust) - Exercise/Conversion
Common Stock
2023-02-01$2.56/sh+426,994$1,091,439→ 445,309 total(indirect: by Woodburn Dr LP) - Exercise/Conversion
Subscription Right
2023-02-01−799,684→ 0 total(indirect: by Woodburn Dr LP)Exercise: $2.56From: 2022-12-16Exp: 2023-01-23→ Common Stock (426,994 underlying) - Exercise/Conversion
Subscription Right
2023-02-01−50,000→ 0 total(indirect: By Trust)Exercise: $2.56From: 2022-12-16Exp: 2023-01-23→ Common Stock (75,361 underlying)
Holdings
- 50,000(indirect: By Trust)
Common Stock
- 1,426,432
Common Stock
Footnotes (5)
- [F1]Represents Issuer common stock, par value $0.0001 per share ("Common Stock"), acquired by the reporting person following the exercise of non-transferable subscription rights distributed in connection with the Issuer's rights offering (the "Rights Offering") to holders of record of Common Stock, as described in the Issuer's prospectus supplement dated January 9, 2023 and the accompanying base prospectus.
- [F2]Represents Common Stock acquired by the reporting person as a result of the exercise of their basic subscription right and over-subscription privilege in connection with the Rights Offering.
- [F3]Represents securities held directly by Woodburn Dr LP, an entity controlled by Mr. Kohn. Mr. Kohn disclaims beneficial ownership of the shares owned by Woodburn Dr LP, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purpose of Section 16 or for any other purpose.
- [F4]Represents securities held directly by Cold Springs Trust, of which Mr. Kohn is a beneficiary. Mr. Kohn disclaims beneficial ownership of the shares owned by Cold Springs Trust, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purpose of Section 16 or for any other purpose.
- [F5]Represents securities held directly by Bircoll Kohn Family Trust, for which Mr. Kohn is a trustee and a controlling person. Mr. Kohn disclaims beneficial ownership of the shares owned by Bircoll Kohn Family Trust, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purpose of Section 16 or for any other purpose.
Documents
Issuer
PLBY Group, Inc.
CIK 0001803914
Entity typeother
Related Parties
1- filerCIK 0001844121
Filing Metadata
- Form type
- 4
- Filed
- Feb 2, 7:00 PM ET
- Accepted
- Feb 3, 9:44 PM ET
- Size
- 14.2 KB