4//SEC Filing
Kohn Bernhard L III 4
Accession 0001803914-23-000085
CIK 0001803914other
Filed
Oct 10, 8:00 PM ET
Accepted
Oct 11, 8:04 PM ET
Size
15.6 KB
Accession
0001803914-23-000085
Insider Transaction Report
Form 4
PLBY Group, Inc.PLBY
Kohn Bernhard L III
DirectorCEO & President
Transactions
- Award
Common Stock
2023-10-09+750,000→ 2,136,982 total - Award
Stock Option (Right to buy)
2023-10-09+462,963→ 784,944 totalExercise: $0.66Exp: 2033-10-09→ Common Stock (462,963 underlying) - Disposition to Issuer
Stock Option (Right to buy)
2023-10-09−965,944→ 0 totalExercise: $10.52Exp: 2021-01-31→ Common Stock (965,944 underlying) - Award
Stock Option (Right to buy)
2023-10-09+321,981→ 321,981 totalExercise: $0.66Exp: 2033-10-09→ Common Stock (321,981 underlying)
Holdings
- 50,000(indirect: By Trust)
Common Stock
- 125,361(indirect: By Trust)
Common Stock
- 445,309(indirect: by Woodburn Dr LP)
Common Stock
Footnotes (7)
- [F1]Represents a grant of restricted stock units that vests in two equal installments on each of the first two (2) anniversaries of the vesting start date (June 30, 2023).
- [F2]Includes 264,094 unvested shares under a performance-based restricted stock unit award previously reported on a Form 4 filed November 2, 2021 for which the performance-based vesting was amended to time-based vesting by the Issuer on October 9, 2023. Half of such shares will vest as of June 30, 2024 and the remaining half of such shares will vest as of June 30, 2025.
- [F3]Represents shares of common stock held directly by Woodburn Dr LP, an entity controlled by Mr. Kohn. Mr. Kohn disclaims beneficial ownership of the shares owned by Woodburn Dr LP, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purpose of Section 16 or for any other purpose.
- [F4]Represents securities held directly by Bircoll Kohn Family Trust, for which Mr. Kohn is a trustee and a controlling person. Mr. Kohn disclaims beneficial ownership of the shares owned by Bircoll Kohn Family Trust, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purpose of Section 16 or for any other purpose.
- [F5]Represents securities held directly by Cold Springs Trust, of which Mr. Kohn is a beneficiary. Mr. Kohn disclaims beneficial ownership of the shares owned by Cold Springs Trust, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purpose of Section 16 or for any other purpose.
- [F6]The Reporting Person and the Issuer agreed to cancel this option. This option was previously reported on a Form 3 filed on February 19, 2021. The option became partially exercisable as of February 10, 2022 and was exercisable as to 831,114 shares as of the date of cancellation. No exercise of any portion of the option had occurred as of the date of cancellation.
- [F7]The option is exercisable with respect to 50% of the shares (rounded down to the nearest whole share) as of June 30, 2024 and with respect to the remaining shares as of June 30, 2025.
Documents
Issuer
PLBY Group, Inc.
CIK 0001803914
Entity typeother
Related Parties
1- filerCIK 0001844121
Filing Metadata
- Form type
- 4
- Filed
- Oct 10, 8:00 PM ET
- Accepted
- Oct 11, 8:04 PM ET
- Size
- 15.6 KB